NEW ADVISERS

Merrill lists 22 of 169 first adviser registrations

The full roster covers source-reported first adviser registrations dated October 28, 2026. Merrill Lynch, Pierce, Fenner & Smith Incorporated is the listed firm for 22 people.

By Claire Bennett··1 min read

Merrill Lynch, Pierce, Fenner & Smith Incorporated is the listed firm for 22 of the 169 source-reported first adviser registrations dated October 28, 2026. The firm shown is the current source-listed affiliation, not necessarily where an adviser first registered.

Larry Rhabb is among those listed with Merrill. His source-reported first adviser registration date is October 28, 2026, and Charlotte, North Carolina, is listed as a branch location.

The branch location was observed in a source snapshot dated October 29, 2026, a separate date from Rhabb’s first registration. A listed branch does not establish residence or sole workplace.

Wells Fargo Clearing Services, LLC and LPL Financial LLC are each listed for nine people in the roster; Strategic Advisers LLC is listed for seven. The remaining 122 people are grouped under all other firms.

A first adviser registration does not establish a first industry job, first broker registration, new license, hiring date or career start.

First adviser registrations

The advisers below account for all 169 source-reported first adviser registrations on 10/28/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 51–75 of 169. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Emily E. Kelly697690810/29/202610/28/2026Avior Wealth Management, LLC148674Tampa, FL
Emmett Young835497710/29/202610/28/2026Equitable Advisors, LLC6627Bala Cynwyd, PA
Ethan D. Akins807731110/29/202610/28/2026Commonwealth Financial Network8032Fort Payne, AL
Evan Boles823250210/29/202610/28/2026Transamerica Financial Advisors, LLC16164Bardstown, KY
Evan M. Moe832069710/29/202610/28/2026Wells Fargo Clearing Services, LLC19616Boise, ID
Gabriel M. Cordova835859310/29/202610/28/2026Lasting Mark Retirement Group LLC325151Mount Vernon, MO
Gavin M. Bass831949210/29/202610/28/2026Parkway Wealth Management Group, LLC333971Plano, TX
Gene W. Suh724247110/29/202610/28/2026Boyum Wealth Architects LLC161261Bloomington, MN
Georgia F. Winston803430110/29/202610/28/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Raleigh, NC
Giovanni Avila-Frias807022710/29/202610/28/2026Blackrock Investment Management, LLC108928San Francisco, CA
Gloria A. Jones836413310/29/202610/28/2026Sweeney & Michel, LLC282595Chico, CA
Grant D. Coldwell324378710/29/202610/28/2026Northwestern Mutual Investment Services, LLC2881West Palm Bch, FL
Gray T. Gibson649178410/29/202610/28/2026AE Wealth Management, LLC282580Hingham, MA
Haazim Majeed768939510/29/202610/28/2026Equity Services, Inc.265Hampton, VA
Harrison R. Koon830550610/29/202610/28/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Birmingham, AL
Howard J. Fried746039210/29/202610/28/2026LPL Enterprise, LLC8733New York, NY
Hunter S. Powell835782310/29/202610/28/2026Lasting Mark Retirement Group LLC325151Kansas City, MO
Ilua M. Karulage827929710/29/202610/28/2026Wells Fargo Clearing Services, LLC19616West Des Moines, IA
Isaac B. Zabukovec814698310/29/202610/28/2026UBS Financial Services Inc.8174Newport Beach, CA
Jack W. ONeill810663710/29/202610/28/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Wayne, PA
Jacob Garfunkel830544310/29/202610/28/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Fort Worth, TX
Jalisia Robinson731903510/29/202610/28/2026LPL Financial LLC6413Palatine, IL
James P. Madormo700140910/29/202610/28/2026Charles Schwab & Co., Inc.5393Chicago, IL
Jeffrey D. Pinover831846010/29/202610/28/2026Strategic Advisers LLC104555Madison, CT
Jessica Barrios835824510/29/202610/28/2026Equitable Advisors, LLC6627Boca Raton, FL

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