NEW ADVISERS

Merrill lists 22 of 169 first adviser registrations

The full roster covers source-reported first adviser registrations dated October 28, 2026. Merrill Lynch, Pierce, Fenner & Smith Incorporated is the listed firm for 22 people.

By Claire Bennett··1 min read

Merrill Lynch, Pierce, Fenner & Smith Incorporated is the listed firm for 22 of the 169 source-reported first adviser registrations dated October 28, 2026. The firm shown is the current source-listed affiliation, not necessarily where an adviser first registered.

Larry Rhabb is among those listed with Merrill. His source-reported first adviser registration date is October 28, 2026, and Charlotte, North Carolina, is listed as a branch location.

The branch location was observed in a source snapshot dated October 29, 2026, a separate date from Rhabb’s first registration. A listed branch does not establish residence or sole workplace.

Wells Fargo Clearing Services, LLC and LPL Financial LLC are each listed for nine people in the roster; Strategic Advisers LLC is listed for seven. The remaining 122 people are grouped under all other firms.

A first adviser registration does not establish a first industry job, first broker registration, new license, hiring date or career start.

First adviser registrations

The advisers below account for all 169 source-reported first adviser registrations on 10/28/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 126–150 of 169. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Prakash Aditham833175610/29/202610/28/2026Dubbu Advisors344107San Jose, CA
Ricardo B. Janovitz835776210/29/202610/28/2026J.P. Morgan Securities LLC79New York, NY
Richard H. Rivera814063510/29/202610/28/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Riverside, RI
Richard T. Price832665510/29/202610/28/2026Corient319448Portland, ME
Robert Campbell505330110/29/202610/28/2026RBC Capital Markets, LLC31194Slingerlands, NY
Robert J. Miller835307710/29/202610/28/2026Impact Partnership Wealth, LLC313928Melbourne, FL
Robert Pellette754502810/29/202610/28/2026Cetera Investment Advisers LLC105644Dallas, TX
Rosie Zuluaga765072310/29/202610/28/2026J.P. Morgan Securities LLC79Pawtucket, RI
Russell K. Rosenband579921010/29/202610/28/2026Newedge Advisors171351Brooklyn, NY
Ryan C. Keyser797843510/29/202610/28/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Brentwood, CA
Sai S. Savant661839410/29/202610/28/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Santa Clarita, CA
Samantha Martin836331210/29/202610/28/2026SCS Capital Management LLC122258Boston, MA
Samuel H. Manning835607910/29/202610/28/2026Stronghaven LLC344420Denver, CO
Samuel J. Barber790470110/29/202610/28/2026Charles Schwab & Co., Inc.5393Chandler, AZ
Sarah S. Pintel755738310/29/202610/28/2026Morgan Stanley149777New York, NY
Savannah K. Sexton802474610/29/202610/28/2026Wells Fargo Clearing Services, LLC19616Wilmington, NC
Sean G. Mitchell830550510/29/202610/28/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Chandler, AZ
Sean Hursh830613010/29/202610/28/2026Strategic Advisers LLC104555Greenwood Village, CO
Sean T. Scanlon777500910/29/202610/28/2026Wells Fargo Clearing Services, LLC19616Charlotte, NC
Sergio J. Estero819752210/29/202610/28/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Chula Vista, CA
Seth Fayner834567210/29/202610/28/2026Fayner Capital Advisory344644Costa Mesa, CA
Sonya M. Coleman726954610/29/202610/28/2026LPL Financial LLC6413Annapolis, MD
Starie L. Thompson833666910/29/202610/28/2026Global Retirement Partners LLC172011Milwaukee, WI
Stephanie N. Boddiford780099910/29/202610/28/2026LPL Financial LLC6413Owings Mills, MD
Sulaiman V. Kpaka812490710/29/202610/28/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Austin, TX

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