NEW ADVISERS
Merrill lists 22 of 169 first adviser registrations
The full roster covers source-reported first adviser registrations dated October 28, 2026. Merrill Lynch, Pierce, Fenner & Smith Incorporated is the listed firm for 22 people.
By Claire Bennett·Edition ·1 min read
Merrill Lynch, Pierce, Fenner & Smith Incorporated is the listed firm for 22 of the 169 source-reported first adviser registrations dated October 28, 2026. The firm shown is the current source-listed affiliation, not necessarily where an adviser first registered.
Larry Rhabb is among those listed with Merrill. His source-reported first adviser registration date is October 28, 2026, and Charlotte, North Carolina, is listed as a branch location.
The branch location was observed in a source snapshot dated October 29, 2026, a separate date from Rhabb’s first registration. A listed branch does not establish residence or sole workplace.
Wells Fargo Clearing Services, LLC and LPL Financial LLC are each listed for nine people in the roster; Strategic Advisers LLC is listed for seven. The remaining 122 people are grouped under all other firms.
A first adviser registration does not establish a first industry job, first broker registration, new license, hiring date or career start.
First adviser registrations
The advisers below account for all 169 source-reported first adviser registrations on 10/28/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.
Showing rows 126–150 of 169. The CSV contains the complete table.
| Adviser | Individual CRD | Source snapshot date | First registration date | Firm in feed | Firm CRD | Adviser location |
|---|---|---|---|---|---|---|
| Prakash Aditham | 8331756 | 10/29/2026 | 10/28/2026 | Dubbu Advisors | 344107 | San Jose, CA |
| Ricardo B. Janovitz | 8357762 | 10/29/2026 | 10/28/2026 | J.P. Morgan Securities LLC | 79 | New York, NY |
| Richard H. Rivera | 8140635 | 10/29/2026 | 10/28/2026 | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | Riverside, RI |
| Richard T. Price | 8326655 | 10/29/2026 | 10/28/2026 | Corient | 319448 | Portland, ME |
| Robert Campbell | 5053301 | 10/29/2026 | 10/28/2026 | RBC Capital Markets, LLC | 31194 | Slingerlands, NY |
| Robert J. Miller | 8353077 | 10/29/2026 | 10/28/2026 | Impact Partnership Wealth, LLC | 313928 | Melbourne, FL |
| Robert Pellette | 7545028 | 10/29/2026 | 10/28/2026 | Cetera Investment Advisers LLC | 105644 | Dallas, TX |
| Rosie Zuluaga | 7650723 | 10/29/2026 | 10/28/2026 | J.P. Morgan Securities LLC | 79 | Pawtucket, RI |
| Russell K. Rosenband | 5799210 | 10/29/2026 | 10/28/2026 | Newedge Advisors | 171351 | Brooklyn, NY |
| Ryan C. Keyser | 7978435 | 10/29/2026 | 10/28/2026 | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | Brentwood, CA |
| Sai S. Savant | 6618394 | 10/29/2026 | 10/28/2026 | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | Santa Clarita, CA |
| Samantha Martin | 8363312 | 10/29/2026 | 10/28/2026 | SCS Capital Management LLC | 122258 | Boston, MA |
| Samuel H. Manning | 8356079 | 10/29/2026 | 10/28/2026 | Stronghaven LLC | 344420 | Denver, CO |
| Samuel J. Barber | 7904701 | 10/29/2026 | 10/28/2026 | Charles Schwab & Co., Inc. | 5393 | Chandler, AZ |
| Sarah S. Pintel | 7557383 | 10/29/2026 | 10/28/2026 | Morgan Stanley | 149777 | New York, NY |
| Savannah K. Sexton | 8024746 | 10/29/2026 | 10/28/2026 | Wells Fargo Clearing Services, LLC | 19616 | Wilmington, NC |
| Sean G. Mitchell | 8305505 | 10/29/2026 | 10/28/2026 | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | Chandler, AZ |
| Sean Hursh | 8306130 | 10/29/2026 | 10/28/2026 | Strategic Advisers LLC | 104555 | Greenwood Village, CO |
| Sean T. Scanlon | 7775009 | 10/29/2026 | 10/28/2026 | Wells Fargo Clearing Services, LLC | 19616 | Charlotte, NC |
| Sergio J. Estero | 8197522 | 10/29/2026 | 10/28/2026 | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | Chula Vista, CA |
| Seth Fayner | 8345672 | 10/29/2026 | 10/28/2026 | Fayner Capital Advisory | 344644 | Costa Mesa, CA |
| Sonya M. Coleman | 7269546 | 10/29/2026 | 10/28/2026 | LPL Financial LLC | 6413 | Annapolis, MD |
| Starie L. Thompson | 8336669 | 10/29/2026 | 10/28/2026 | Global Retirement Partners LLC | 172011 | Milwaukee, WI |
| Stephanie N. Boddiford | 7800999 | 10/29/2026 | 10/28/2026 | LPL Financial LLC | 6413 | Owings Mills, MD |
| Sulaiman V. Kpaka | 8124907 | 10/29/2026 | 10/28/2026 | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | Austin, TX |