NEW ADVISERS

Merrill lists 22 of 169 first adviser registrations

The full roster covers source-reported first adviser registrations dated October 28, 2026. Merrill Lynch, Pierce, Fenner & Smith Incorporated is the listed firm for 22 people.

By Claire Bennett··1 min read

Merrill Lynch, Pierce, Fenner & Smith Incorporated is the listed firm for 22 of the 169 source-reported first adviser registrations dated October 28, 2026. The firm shown is the current source-listed affiliation, not necessarily where an adviser first registered.

Larry Rhabb is among those listed with Merrill. His source-reported first adviser registration date is October 28, 2026, and Charlotte, North Carolina, is listed as a branch location.

The branch location was observed in a source snapshot dated October 29, 2026, a separate date from Rhabb’s first registration. A listed branch does not establish residence or sole workplace.

Wells Fargo Clearing Services, LLC and LPL Financial LLC are each listed for nine people in the roster; Strategic Advisers LLC is listed for seven. The remaining 122 people are grouped under all other firms.

A first adviser registration does not establish a first industry job, first broker registration, new license, hiring date or career start.

First adviser registrations

The advisers below account for all 169 source-reported first adviser registrations on 10/28/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 151–169 of 169. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Tamas Gal833728410/29/202610/28/2026Focus Partners Wealth, LLC159289Needham, MA
Thomas P. Clougherty836152410/29/202610/28/2026Bostonpremier Wealth282268Braintree, MA
Tie Chen832982210/29/202610/28/2026Global Alpha Investment Advisors LLC343775Irvine, CA
Tiffany R. Lindo774872610/29/202610/28/2026SPC110692Port St. Lucie, FL
Timothy M. Landolfi827300710/29/202610/28/2026Strategic Advisers LLC104555Boston, MA
Tori Kelly807144510/29/202610/28/2026Truist Advisory Services, Inc.283390Greenwich, CT
Troy M. Luciani825784910/29/202610/28/2026LPL Financial LLC6413Endicott, NY
Tyler Bittrich815083110/29/202610/28/2026LPL Financial LLC6413Hanover, MA
Tyler D. Trahan757982510/29/202610/28/2026Cooper Mcmanus111458Westlake Village, CA
Tyler J. Williams810766310/29/202610/28/2026RBC Capital Markets, LLC31194Leawood, KS
Tyler Lott772011510/29/202610/28/2026Morgan Stanley149777Alpharetta, GA
Ursula G. M. M. Garcia770616810/29/202610/28/2026Credicorp Capital Advisors LLC290081Miami, FL
Velton G. Perry792727710/29/202610/28/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691New York, NY
Wade M. Bell806231910/29/202610/28/2026Wells Fargo Clearing Services, LLC19616Charlotte, NC
William B. Wood785306110/29/202610/28/2026Strategic Advisers LLC104555Dallas, TX
William D. Baldwin788847010/29/202610/28/2026LPL Financial LLC6413Milwaukee, WI
Zachary Crawford836510610/29/202610/28/2026Mercer Global Advisors Inc.147363South San Francisco, CA
Zachary D. Cohen832684310/29/202610/28/2026Equitable Advisors, LLC6627Middletown, NY
Zulema A. Morales-Sandoval797173910/29/202610/28/2026Charles Schwab & Co., Inc.5393Sunnyvale, CA

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