TEAM MOVES

Ameriprise-Kestra pattern involves 4 people; 6 potential adviser groups

Six potential affiliation patterns were observed on October 29, 2026. One associated Ameriprise Financial Services and Kestra Advisory Services records for four people; the records do not verify a team move.

By Maya Chen·Edition ·1 min read

A potential affiliation pattern associated Ameriprise Financial Services, LLC and Kestra Advisory Services, LLC with four people in registration records observed October 29, 2026. The records do not establish that the people moved between firms or acted as a coordinated team.

The complete roster contains six potential adviser groups, all observed on October 29, 2026. Another pattern, associated with Kestra Advisory Services and LPL Financial, involved three people; these records likewise do not establish a verified team move or employment change.

Potential adviser groups

The appendix lists all 6 potential affiliation groups on 10/29/2026 within the 10/29/2026–10/29/2026 source window. These entries describe potential affiliation patterns, not confirmed team transfers; names may be partial.

ObservedOrigin firm CRDDestination firm CRDObserved advisersSource-listed advisersClassification
10/29/2026231313410952Gary O. Gruss; Brian T. GrussPotential affiliation group; not a confirmed team transfer
10/29/202628333064133David L. Coonrod; Max K. Aten; Daniel J. EichingerPotential affiliation group; not a confirmed team transfer
10/29/202663632833304Moira Montgomery; Stefanie R. Morton; Kimberly L. S. Bourland; Nicolas HernandezPotential affiliation group; not a confirmed team transfer
10/29/202625064132Matthew T. Gealta; Mila S. CastroPotential affiliation group; not a confirmed team transfer
10/29/20267691196162Yu H. Tan; Rose G. RaphaelPotential affiliation group; not a confirmed team transfer
10/29/20261271453184932Larry D. Gill; William C. CraigPotential affiliation group; not a confirmed team transfer

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