ADVISER MOVES

Gerta Likrama's Morgan Stanley affiliation was added; 2,362 affiliation changes

Gerta Likrama's registration listed an added Morgan Stanley affiliation in an observation on October 31. Across October 30–November 1, the count was 2,362 affiliation changes—not verified job moves.

By Daniel Mercer··1 min read

Gerta Likrama's registration observation on October 31 listed an added affiliation with Morgan Stanley, with a Naples, Florida, branch location. Added, updated and removed entries count registration affiliation records; they do not establish hiring, departure or a change in employment.

Across October 30 through November 1, the complete roster counted 2,362 affiliation changes. The total covers affiliation records, not verified adviser job moves.

The total comprised 542 added, 1,657 updated and 163 removed affiliation records. For example, a registration observation for Stephen Calabrese on October 31 no longer listed his affiliation with Wells Fargo Advisors Financial Network, LLC. That observation does not establish that he left the firm or show his current employment status.

Adviser affiliation records

The appendix lists all 2,362 affiliation records from 10/30/2026 through 11/01/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 1076–1100 of 2362. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Joel T. Rabanal700599310/30/2026updated
Joely Eppolito810665510/30/2026added
Johanna E. Mockett528131810/31/2026updated
Johanna Imhof482219710/30/2026updated
Johanna Imhof482219710/31/2026updated
Johanna Salgado802591610/30/2026updated
John A. Bantug560167610/30/2026updated
John A. McCarthy547354910/31/2026updated
John A. Meier286916010/30/2026updated
John A. Sipple323338010/30/2026updated
John A. Zaro691192710/30/2026updated
John B. Dexter261372110/31/2026removed
John B. Hughes123885110/31/2026added
John B. Keen304262110/30/2026updated
John B. Upcher799440410/31/2026updated
John C. Sharrock418449610/31/2026updated
John C. Williams71388910/31/2026updated
John D. Ashley316342510/30/2026updated
John D. Cubito611419610/30/2026updated
John D. Wilhoit531325710/31/2026updated
John E. Bullman424543010/30/2026added
John E. Plym153284210/31/2026updated
John F. Mauldin194556610/30/2026updated
John F. Schork311947610/30/2026added
John G. Emison679692710/31/2026added

Download data (CSV)

Sources