ADVISER MOVES

Gerta Likrama's Morgan Stanley affiliation was added; 2,362 affiliation changes

Gerta Likrama's registration listed an added Morgan Stanley affiliation in an observation on October 31. Across October 30–November 1, the count was 2,362 affiliation changes—not verified job moves.

By Daniel Mercer··1 min read

Gerta Likrama's registration observation on October 31 listed an added affiliation with Morgan Stanley, with a Naples, Florida, branch location. Added, updated and removed entries count registration affiliation records; they do not establish hiring, departure or a change in employment.

Across October 30 through November 1, the complete roster counted 2,362 affiliation changes. The total covers affiliation records, not verified adviser job moves.

The total comprised 542 added, 1,657 updated and 163 removed affiliation records. For example, a registration observation for Stephen Calabrese on October 31 no longer listed his affiliation with Wells Fargo Advisors Financial Network, LLC. That observation does not establish that he left the firm or show his current employment status.

Adviser affiliation records

The appendix lists all 2,362 affiliation records from 10/30/2026 through 11/01/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 2001–2025 of 2362. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Samuel Yam193439710/31/2026added
Sandra Centa114407410/31/2026updated
Sandra J. Film320694710/31/2026updated
Sandra J. Film320694710/30/2026updated
Santiago A. Calderale815375310/31/2026updated
Santiago A. Vazquez816032810/31/2026added
Sara B. Davis691064210/30/2026updated
Sara E. Moyer508910110/31/2026updated
Sara L. Ellefsen274285110/31/2026updated
Sara Oppenheimer731994810/31/2026updated
Sarah E. Boston438113810/30/2026updated
Sarah J. Gleason745679410/30/2026updated
Sarah J. Green615110410/30/2026updated
Sarah T. Sweeley784825310/30/2026added
Sciorra C. Saint-Louis780088010/30/2026added
Scot Barringer138516810/30/2026updated
Scott A. Thomas291964211/01/2026added
Scott B. Oros582571310/31/2026updated
Scott C. Adler314186010/31/2026added
Scott C. Hall793065610/31/2026updated
Scott Cashman836345010/30/2026added
Scott D. Holt563993310/31/2026updated
Scott F. Fosmark442681910/30/2026removed
Scott F. Pisano270499410/30/2026updated
Scott F. Shuman820866510/31/2026updated

Download data (CSV)

Sources