FIRM EXITS

Indie Asset Partners has an SEC feed absence; 23 firm feed absences

From October 30 through November 1, 2026, the compared ADV feed showed 23 firm feed absences. Indie Asset Partners, LLC was not observed in the SEC feed on October 30; an absence does not establish closure or deregistration.

By Daniel Mercer··1 min read

Indie Asset Partners, LLC was not observed in the SEC ADV feed on October 30, 2026. The compared feed recorded 23 firm feed absences across October 30 through November 1. A feed absence does not establish that a firm closed, deregistered or withdrew.

The daily counts were 13 on October 30, 10 on October 31 and none on November 1. Dravo Bay LLC was also not observed in the SEC feed on October 30. The roster separately lists Anthony J. Orlando Inc. and KML Financial Services Group, L.L.C. as not observed in a state feed that day.

ADV feed absence records

The appendix lists all 23 firm feed absence records from 10/30/2026 through 11/01/2026. The absence is limited to the compared ADV feed and does not establish closure or withdrawal.

FirmFirm CRDObservedObservation
Alpine Hill Advisors LLC32541210/30/2026Absent from compared ADV feed
Anthony J. Orlando Inc.12202610/30/2026Absent from compared ADV feed
Bay Rivers Group, Inc.29009510/30/2026Absent from compared ADV feed
BEY-DOUGLAS, LLC10885610/31/2026Absent from compared ADV feed
Clera, Inc.33807310/30/2026Absent from compared ADV feed
Compass Wealth Management, LLC15648210/31/2026Absent from compared ADV feed
Crescent Rock Capital Management, LP29926510/31/2026Absent from compared ADV feed
Dravo Bay LLC29855810/30/2026Absent from compared ADV feed
Elk River Wealth Management LLC30726310/30/2026Absent from compared ADV feed
Glass Retirement Strategies, Inc.17261010/30/2026Absent from compared ADV feed
Idle Hill Advisors LLC31704010/31/2026Absent from compared ADV feed
Indie Asset Partners, LLC15450310/30/2026Absent from compared ADV feed
Island Insight Wealth LLC34226910/31/2026Absent from compared ADV feed
KF Group, LP30418610/31/2026Absent from compared ADV feed
KML Financial Services Group, L.L.C.12910510/30/2026Absent from compared ADV feed
NPW Inc.31028810/31/2026Absent from compared ADV feed
Ruesoff Asset Management LLC32512110/30/2026Absent from compared ADV feed
Rutherford Capital, Inc.31941610/31/2026Absent from compared ADV feed
TCG Strategic Income Advisor LLC33671810/31/2026Absent from compared ADV feed
TRG Investment Advisors, LLC31562910/30/2026Absent from compared ADV feed
Trigofi LLC31592210/30/2026Absent from compared ADV feed
Trinity Wealth Management LLC15235510/31/2026Absent from compared ADV feed
Vitesse Capital Limited33369410/30/2026Absent from compared ADV feed

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