FIRM EXITS
Indie Asset Partners has an SEC feed absence; 23 firm feed absences
From October 30 through November 1, 2026, the compared ADV feed showed 23 firm feed absences. Indie Asset Partners, LLC was not observed in the SEC feed on October 30; an absence does not establish closure or deregistration.
By Daniel Mercer·Edition ·1 min read
Indie Asset Partners, LLC was not observed in the SEC ADV feed on October 30, 2026. The compared feed recorded 23 firm feed absences across October 30 through November 1. A feed absence does not establish that a firm closed, deregistered or withdrew.
The daily counts were 13 on October 30, 10 on October 31 and none on November 1. Dravo Bay LLC was also not observed in the SEC feed on October 30. The roster separately lists Anthony J. Orlando Inc. and KML Financial Services Group, L.L.C. as not observed in a state feed that day.
ADV feed absence records
The appendix lists all 23 firm feed absence records from 10/30/2026 through 11/01/2026. The absence is limited to the compared ADV feed and does not establish closure or withdrawal.
| Firm | Firm CRD | Observed | Observation |
|---|---|---|---|
| Alpine Hill Advisors LLC | 325412 | 10/30/2026 | Absent from compared ADV feed |
| Anthony J. Orlando Inc. | 122026 | 10/30/2026 | Absent from compared ADV feed |
| Bay Rivers Group, Inc. | 290095 | 10/30/2026 | Absent from compared ADV feed |
| BEY-DOUGLAS, LLC | 108856 | 10/31/2026 | Absent from compared ADV feed |
| Clera, Inc. | 338073 | 10/30/2026 | Absent from compared ADV feed |
| Compass Wealth Management, LLC | 156482 | 10/31/2026 | Absent from compared ADV feed |
| Crescent Rock Capital Management, LP | 299265 | 10/31/2026 | Absent from compared ADV feed |
| Dravo Bay LLC | 298558 | 10/30/2026 | Absent from compared ADV feed |
| Elk River Wealth Management LLC | 307263 | 10/30/2026 | Absent from compared ADV feed |
| Glass Retirement Strategies, Inc. | 172610 | 10/30/2026 | Absent from compared ADV feed |
| Idle Hill Advisors LLC | 317040 | 10/31/2026 | Absent from compared ADV feed |
| Indie Asset Partners, LLC | 154503 | 10/30/2026 | Absent from compared ADV feed |
| Island Insight Wealth LLC | 342269 | 10/31/2026 | Absent from compared ADV feed |
| KF Group, LP | 304186 | 10/31/2026 | Absent from compared ADV feed |
| KML Financial Services Group, L.L.C. | 129105 | 10/30/2026 | Absent from compared ADV feed |
| NPW Inc. | 310288 | 10/31/2026 | Absent from compared ADV feed |
| Ruesoff Asset Management LLC | 325121 | 10/30/2026 | Absent from compared ADV feed |
| Rutherford Capital, Inc. | 319416 | 10/31/2026 | Absent from compared ADV feed |
| TCG Strategic Income Advisor LLC | 336718 | 10/31/2026 | Absent from compared ADV feed |
| TRG Investment Advisors, LLC | 315629 | 10/30/2026 | Absent from compared ADV feed |
| Trigofi LLC | 315922 | 10/30/2026 | Absent from compared ADV feed |
| Trinity Wealth Management LLC | 152355 | 10/31/2026 | Absent from compared ADV feed |
| Vitesse Capital Limited | 333694 | 10/30/2026 | Absent from compared ADV feed |