NEW ADVISERS

Morgan Stanley has 12 of 159 first adviser registrations

The complete roster counts source-reported first adviser registrations dated October 30 through November 1, 2026. Named examples include advisers whose current listed affiliation is Morgan Stanley, Strategic Advisers LLC, J.P. Morgan Securities LLC or LPL Financial LLC.

By Daniel Mercer··1 min read

Morgan Stanley accounted for 12 of the 159 source-reported first adviser registrations dated October 30 through November 1, 2026. The roster counts first adviser registrations within that window; the firm shown for each person is the current source-listed affiliation, not necessarily the firm where the person first registered.

Jack M. Pagoaga and Rachel Robinson each had a first adviser registration dated October 30, 2026, and both were listed with Morgan Stanley. Their reported branches, recorded in a source snapshot dated November 2, were Boston and Lancaster, Pennsylvania, respectively. Those branch listings do not establish either person’s residence or sole workplace.

Anthonellis Morel and Aleesha Jordan were listed with Strategic Advisers LLC, with first adviser registrations dated October 31, 2026. Morel’s reported branch was Providence, Rhode Island; Jordan’s was Merrimack, New Hampshire. The registration dates are not hiring dates or evidence of when either person began working in the industry.

Patrick K. Wolff and Luis Rozon were listed with J.P. Morgan Securities LLC, each with a first adviser registration dated November 1, 2026. The roster also lists Joshua E. Vesch and Caleb Whalen with LPL Financial LLC; both first adviser registrations were dated October 30, 2026.

First adviser registrations

The advisers below account for all 159 source-reported first adviser registrations from 10/30/2026 through 11/01/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 26–50 of 159. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Christian D. Allemang832572111/02/202610/30/2026Raymond James Financial Services Advisors, Inc.149018Fountain Valley, CA
Christian Johndro836497111/02/202610/30/2026Inspire Advisors, LLC300279Dillsburg, PA
Christie D. Olivier-Rodriguez827924511/02/202610/30/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691North Miami, FL
Christopher Martinez763887211/02/202610/31/2026Citigroup Global Markets Inc.7059New York, NY
Christopher Mincone822446611/02/202610/30/2026Kestra Advisory Services, LLC283330Port Jefferson, NY
Christopher Mowry828921411/02/202610/30/2026PFS Investments Inc.10111Crofton, MD
Cole Nelson815288811/02/202610/30/2026Charles Schwab & Co., Inc.5393Los Angeles, CA
Connor P. Jensen806036111/02/202610/31/2026Strategic Advisers LLC104555Manchester, NH
Cooper F. Earle796413511/02/202610/30/2026Morgan Stanley149777Tuscaloosa, AL
Cora Fritz833718511/02/202610/30/2026Equitable Advisors, LLC6627Dallas, TX
Cory J. Lee760164511/02/202610/30/2026Cetera Investment Advisers LLC105644Athens, AL
Cory McCleaf817269311/02/202610/30/2026LPL Financial LLC6413Boise, ID
Cory T. Thomas658506611/02/202610/30/2026LPL Financial LLC6413Yacolt, WA
Cynthia Fajardo828039311/02/202610/30/2026Principal Securities, Inc.1137Elkhorn, NE
Cynthia N. Luhr668703211/02/202610/30/2026Hornor, Townsend & Kent, LLC4031Tucson, AZ
Danny Harfoush797540711/02/202610/30/2026Morgan Stanley149777Chicago, IL
Dean DiMento834124911/02/202610/30/2026Integrated Advisors Network LLC171991Memphis, TN
Dean T. Sclafani836726111/02/202610/30/2026Corient319448Chicago, IL
Denin E. Limouris832216211/02/202610/30/2026William Blair1252Chicago, IL
Dilan Mada775426511/02/202610/30/2026Morgan Stanley149777Fort Lauderdale, FL
Dylan Kucharski824286611/02/202610/30/2026Morgan Stanley149777Purchase, NY
Edgar Rivera770999411/02/202610/30/2026Charles Schwab & Co., Inc.5393Indianapolis, IN
Edmundo M. C. Balbuena820895311/02/202610/30/2026Credicorp Capital Advisors LLC290081Miami, FL
Elizabeth A. Nichols824771211/02/202610/30/2026Edward Jones250Golden, CO
Elizabeth C. Amaya661403411/02/202610/30/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Miami, FL

Download data (CSV)