NEW ADVISERS

Morgan Stanley has 12 of 159 first adviser registrations

The complete roster counts source-reported first adviser registrations dated October 30 through November 1, 2026. Named examples include advisers whose current listed affiliation is Morgan Stanley, Strategic Advisers LLC, J.P. Morgan Securities LLC or LPL Financial LLC.

By Daniel Mercer··1 min read

Morgan Stanley accounted for 12 of the 159 source-reported first adviser registrations dated October 30 through November 1, 2026. The roster counts first adviser registrations within that window; the firm shown for each person is the current source-listed affiliation, not necessarily the firm where the person first registered.

Jack M. Pagoaga and Rachel Robinson each had a first adviser registration dated October 30, 2026, and both were listed with Morgan Stanley. Their reported branches, recorded in a source snapshot dated November 2, were Boston and Lancaster, Pennsylvania, respectively. Those branch listings do not establish either person’s residence or sole workplace.

Anthonellis Morel and Aleesha Jordan were listed with Strategic Advisers LLC, with first adviser registrations dated October 31, 2026. Morel’s reported branch was Providence, Rhode Island; Jordan’s was Merrimack, New Hampshire. The registration dates are not hiring dates or evidence of when either person began working in the industry.

Patrick K. Wolff and Luis Rozon were listed with J.P. Morgan Securities LLC, each with a first adviser registration dated November 1, 2026. The roster also lists Joshua E. Vesch and Caleb Whalen with LPL Financial LLC; both first adviser registrations were dated October 30, 2026.

First adviser registrations

The advisers below account for all 159 source-reported first adviser registrations from 10/30/2026 through 11/01/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 51–75 of 159. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Emalee C. Heim749573311/02/202610/30/2026Oneascent Financial Services LLC284549Andover, NJ
Emily M. Menezes806126411/02/202610/30/2026Strategic Advisers LLC104555Littleton, MA
Emily M. Palmer634267511/02/202610/30/2026Sanctuary Advisors, LLC226606Carmel, IN
Eric D. Ott830637111/02/202610/30/2026Five Talents Financial Management Group LLC307987West Des Moines, IA
Ethan M. Kirsch833426911/02/202610/30/2026LPL Enterprise, LLC8733Cranberry Township, PA
Ethan P. Neuens831575111/02/202610/30/2026Bluespring Wealth Management, LLC152667Madison, WI
Evan C. Dickhut791144511/02/202610/30/2026LPL Financial LLC6413Williamsville, NY
Evan J. Joyce836434511/02/202610/30/2026Connective Wealth Partners, LLC335624Jersey City, NJ
Felipe G. Diaz836700611/02/202610/30/2026Verity Asset Management158667Riverside, CA
Gabriella S. Khaskelis826845811/02/202610/30/2026Citigroup Global Markets Inc.7059New York, NY
Gerta Likrama752793811/02/202610/30/2026Morgan Stanley149777Naples, FL
Graham S. Frank831701611/02/202610/30/2026Raymond James Financial Services Advisors, Inc.149018Portland, OR
Grant C. Forrer822540911/02/202610/30/2026Thrivent Investment Management Inc.18387Minneapolis, MN
Grayson Thacker679825211/02/202610/30/2026J.P. Morgan Securities LLC79Columbus, OH
Haylee G. Weymer793716911/02/202610/30/2026Charles Schwab & Co., Inc.5393Phoenix, AZ
Hope Sanchez754596911/02/202610/30/2026Morgan Stanley149777Mclean, VA
Isabella C. Ponticello831637211/02/202610/30/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Pittsford, NY
Jack M. Pagoaga833310011/02/202610/30/2026Morgan Stanley149777Boston, MA
Jackson T. Walker835139711/02/202610/30/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Forney, TX
Jacob R. Zimmer816458311/02/202610/30/2026Equitable Advisors, LLC6627Rochester, NY
Jacob T. McQuarrie836091911/02/202610/30/2026Simplyria Advisor Network154494Ocean View, NJ
Jacob W. Gray830956411/02/202610/30/2026Vanguard Advisers, Inc.106715Scottsdale, AZ
Jake Strachan814110311/02/202610/30/2026MML Investors Services, LLC10409Scottsdale, AZ
James Lohr820483911/02/202610/30/2026Masus Financial Group, Ltd.174339Batavia, IL
Jeffrey S. Paull537126511/02/202610/30/2026PFS Investments Inc.10111Georgetown, TX

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