NEW ADVISERS

Morgan Stanley has 12 of 159 first adviser registrations

The complete roster counts source-reported first adviser registrations dated October 30 through November 1, 2026. Named examples include advisers whose current listed affiliation is Morgan Stanley, Strategic Advisers LLC, J.P. Morgan Securities LLC or LPL Financial LLC.

By Daniel Mercer··1 min read

Morgan Stanley accounted for 12 of the 159 source-reported first adviser registrations dated October 30 through November 1, 2026. The roster counts first adviser registrations within that window; the firm shown for each person is the current source-listed affiliation, not necessarily the firm where the person first registered.

Jack M. Pagoaga and Rachel Robinson each had a first adviser registration dated October 30, 2026, and both were listed with Morgan Stanley. Their reported branches, recorded in a source snapshot dated November 2, were Boston and Lancaster, Pennsylvania, respectively. Those branch listings do not establish either person’s residence or sole workplace.

Anthonellis Morel and Aleesha Jordan were listed with Strategic Advisers LLC, with first adviser registrations dated October 31, 2026. Morel’s reported branch was Providence, Rhode Island; Jordan’s was Merrimack, New Hampshire. The registration dates are not hiring dates or evidence of when either person began working in the industry.

Patrick K. Wolff and Luis Rozon were listed with J.P. Morgan Securities LLC, each with a first adviser registration dated November 1, 2026. The roster also lists Joshua E. Vesch and Caleb Whalen with LPL Financial LLC; both first adviser registrations were dated October 30, 2026.

First adviser registrations

The advisers below account for all 159 source-reported first adviser registrations from 10/30/2026 through 11/01/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 76–100 of 159. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Jeremy P. Munden468878011/02/202611/01/2026Midwestern Securities Trading Company, LLC101080Killeen, TX
Jesse Dubin815164011/02/202610/30/2026Eagle Strategies LLC110826Pittsburgh, PA
John G. Emison679692711/02/202610/30/2026MML Investors Services, LLC10409Glen Allen, VA
John Huibregtse836004211/02/202610/30/2026Osaic Wealth, Inc.23131Yakima, WA
John M. Walcott325331311/02/202610/30/2026Neuberger Berman BD LLC2908San Francisco, CA
John Murphy830391111/02/202610/30/2026Thrivent Investment Management Inc.18387Castleton, NY
John N. Harman832470811/02/202610/30/2026MML Investors Services, LLC10409Scottsdale, AZ
John Rand658271811/02/202610/30/2026Strategic Advisers LLC104555West Chester, OH
Jonathan Wolfe622321111/02/202611/01/2026J.P. Morgan Securities LLC79Vancouver, WA
Joseph Totah734101111/02/202610/30/2026LPL Financial LLC6413Chico, CA
Joshua E. Vesch828164311/02/202610/30/2026LPL Financial LLC6413Salt Lake City, UT
Julia C. Rice826071911/02/202610/30/2026Magnolia Grove Wealth Planning, LLC341648West Linn, OR
Jungmin T. Yu300264511/02/202610/30/2026J.P. Morgan Securities LLC79Los Angeles, CA
Kason F. Wedel766299011/02/202610/30/2026LPL Financial LLC6413San Diego, CA
Kathleen Beck830735711/02/202610/30/2026UBS Financial Services Inc.8174Dallas, TX
Kathleen S. Praino831670111/02/202610/30/2026J.P. Morgan Securities LLC79Atlanta, GA
Kelvin D. Ellis716673611/02/202610/30/2026Missionsquare Retirement108783Peyton, CO
Ken J. Garcia752057711/02/202610/30/2026Empower Advisory Group, LLC112058Anchorage, AK
Kinsey M. Turnham764413611/02/202610/30/2026Wells Fargo Clearing Services, LLC19616Santa Rosa, CA
Kristin C. Carrillo829242511/02/202610/31/2026Gerber Kawasaki Wealth & Investment Management153649Santa Monica, CA
Kyle E. Greco830133211/02/202610/30/2026Focus Partners Wealth, LLC159289Atlanta, GA
Kylie Hill813786211/02/202610/30/2026Morgan Stanley149777Greenwood Village, CO
Lei Cai819742011/02/202610/30/2026Equity Services, Inc.265White Plains, NY
Lila M. M. Perez834419711/02/202610/31/2026Cerity Partners LLC151559New York, NY
Lily R. Berlinger831735211/02/202610/30/2026J.P. Morgan Securities LLC79Westlake Village, CA

Download data (CSV)