NEW ADVISERS

Morgan Stanley has 12 of 159 first adviser registrations

The complete roster counts source-reported first adviser registrations dated October 30 through November 1, 2026. Named examples include advisers whose current listed affiliation is Morgan Stanley, Strategic Advisers LLC, J.P. Morgan Securities LLC or LPL Financial LLC.

By Daniel Mercer··1 min read

Morgan Stanley accounted for 12 of the 159 source-reported first adviser registrations dated October 30 through November 1, 2026. The roster counts first adviser registrations within that window; the firm shown for each person is the current source-listed affiliation, not necessarily the firm where the person first registered.

Jack M. Pagoaga and Rachel Robinson each had a first adviser registration dated October 30, 2026, and both were listed with Morgan Stanley. Their reported branches, recorded in a source snapshot dated November 2, were Boston and Lancaster, Pennsylvania, respectively. Those branch listings do not establish either person’s residence or sole workplace.

Anthonellis Morel and Aleesha Jordan were listed with Strategic Advisers LLC, with first adviser registrations dated October 31, 2026. Morel’s reported branch was Providence, Rhode Island; Jordan’s was Merrimack, New Hampshire. The registration dates are not hiring dates or evidence of when either person began working in the industry.

Patrick K. Wolff and Luis Rozon were listed with J.P. Morgan Securities LLC, each with a first adviser registration dated November 1, 2026. The roster also lists Joshua E. Vesch and Caleb Whalen with LPL Financial LLC; both first adviser registrations were dated October 30, 2026.

First adviser registrations

The advisers below account for all 159 source-reported first adviser registrations from 10/30/2026 through 11/01/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 101–125 of 159. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Lindsey M. Falduto608236811/02/202610/30/2026Empower Advisory Group, LLC112058Glenwood Springs, CO
Ling Zhang750709111/02/202610/30/2026Citigroup Global Markets Inc.7059Irvine, CA
Luis Rozon749245911/02/202611/01/2026J.P. Morgan Securities LLC79Stratham, NH
Luke T. Cusick806127011/02/202610/30/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Jacksonville, FL
Manning Weiss828502811/02/202610/30/2026Thrivent Investment Management Inc.18387Minneapolis, MN
Marshall Whitaker831391311/02/202610/31/2026J.P. Morgan Securities LLC79Austin, TX
Marvin C. Brigman325087311/02/202610/30/2026Brigman Wealth Management125482Not reported
Masen S. Lundquist830054811/02/202610/30/2026Thrivent Investment Management Inc.18387Minneapolis, MN
Mason J. Moreno835312511/02/202610/30/2026Equitable Advisors, LLC6627Oak Brook, IL
Matthew B. Webber265578711/02/202610/30/2026Citizens Private Wealth106743Newport Beach, CA
Matthew R. Harris568330711/02/202610/30/2026Forefront308521Denver, CO
Matthew R. Nugent812922211/02/202610/30/2026Ameriprise Financial Services, LLC6363Minneapolis, MN
Matthew T. York707385611/02/202610/30/2026Edward Jones250Eagle, ID
Matthew W. Slowinski830794411/02/202610/30/2026Vanguard Advisers, Inc.106715Malvern, PA
Mauricio G. Vega831037911/02/202611/01/2026Scholar Financial Advising, LLC298968Winston-salem, NC
Mauricio Sepulveda634697811/02/202610/30/2026Strategic Advisers LLC104555Castle Rock, CO
Michael J. Vietri813059411/02/202611/01/2026Borger Capital Management LLC323065Coon Rapids, MN
Milan Selakovic836616911/02/202610/30/2026Mariner140195Oakbrook Terrace, IL
Miller Marks810259311/02/202610/30/2026Hilltop Securities Inc.6220Dallas, TX
Nathan Richards794506311/02/202610/30/2026RBC Capital Markets, LLC31194Walnut Creek, CA
Nathan Scavo834922111/02/202610/30/2026Equitable Advisors, LLC6627Bala Cynwyd, PA
Nathanael C. Downs583389111/02/202610/30/2026LPL Financial LLC6413Boise, ID
Nicholas A. Heaton835147511/02/202610/30/2026Wells Fargo Clearing Services, LLC19616Waco, TX
Nicolas A. Ford830551411/02/202610/30/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Clayton, MO
Patrick K. Wolff758020211/02/202611/01/2026J.P. Morgan Securities LLC79Rochester, NY

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