NEW ADVISERS
Morgan Stanley has 12 of 159 first adviser registrations
The complete roster counts source-reported first adviser registrations dated October 30 through November 1, 2026. Named examples include advisers whose current listed affiliation is Morgan Stanley, Strategic Advisers LLC, J.P. Morgan Securities LLC or LPL Financial LLC.
By Daniel Mercer·Edition ·1 min read
Morgan Stanley accounted for 12 of the 159 source-reported first adviser registrations dated October 30 through November 1, 2026. The roster counts first adviser registrations within that window; the firm shown for each person is the current source-listed affiliation, not necessarily the firm where the person first registered.
Jack M. Pagoaga and Rachel Robinson each had a first adviser registration dated October 30, 2026, and both were listed with Morgan Stanley. Their reported branches, recorded in a source snapshot dated November 2, were Boston and Lancaster, Pennsylvania, respectively. Those branch listings do not establish either person’s residence or sole workplace.
Anthonellis Morel and Aleesha Jordan were listed with Strategic Advisers LLC, with first adviser registrations dated October 31, 2026. Morel’s reported branch was Providence, Rhode Island; Jordan’s was Merrimack, New Hampshire. The registration dates are not hiring dates or evidence of when either person began working in the industry.
Patrick K. Wolff and Luis Rozon were listed with J.P. Morgan Securities LLC, each with a first adviser registration dated November 1, 2026. The roster also lists Joshua E. Vesch and Caleb Whalen with LPL Financial LLC; both first adviser registrations were dated October 30, 2026.
First adviser registrations
The advisers below account for all 159 source-reported first adviser registrations from 10/30/2026 through 11/01/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.
Showing rows 101–125 of 159. The CSV contains the complete table.
| Adviser | Individual CRD | Source snapshot date | First registration date | Firm in feed | Firm CRD | Adviser location |
|---|---|---|---|---|---|---|
| Lindsey M. Falduto | 6082368 | 11/02/2026 | 10/30/2026 | Empower Advisory Group, LLC | 112058 | Glenwood Springs, CO |
| Ling Zhang | 7507091 | 11/02/2026 | 10/30/2026 | Citigroup Global Markets Inc. | 7059 | Irvine, CA |
| Luis Rozon | 7492459 | 11/02/2026 | 11/01/2026 | J.P. Morgan Securities LLC | 79 | Stratham, NH |
| Luke T. Cusick | 8061270 | 11/02/2026 | 10/30/2026 | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | Jacksonville, FL |
| Manning Weiss | 8285028 | 11/02/2026 | 10/30/2026 | Thrivent Investment Management Inc. | 18387 | Minneapolis, MN |
| Marshall Whitaker | 8313913 | 11/02/2026 | 10/31/2026 | J.P. Morgan Securities LLC | 79 | Austin, TX |
| Marvin C. Brigman | 3250873 | 11/02/2026 | 10/30/2026 | Brigman Wealth Management | 125482 | Not reported |
| Masen S. Lundquist | 8300548 | 11/02/2026 | 10/30/2026 | Thrivent Investment Management Inc. | 18387 | Minneapolis, MN |
| Mason J. Moreno | 8353125 | 11/02/2026 | 10/30/2026 | Equitable Advisors, LLC | 6627 | Oak Brook, IL |
| Matthew B. Webber | 2655787 | 11/02/2026 | 10/30/2026 | Citizens Private Wealth | 106743 | Newport Beach, CA |
| Matthew R. Harris | 5683307 | 11/02/2026 | 10/30/2026 | Forefront | 308521 | Denver, CO |
| Matthew R. Nugent | 8129222 | 11/02/2026 | 10/30/2026 | Ameriprise Financial Services, LLC | 6363 | Minneapolis, MN |
| Matthew T. York | 7073856 | 11/02/2026 | 10/30/2026 | Edward Jones | 250 | Eagle, ID |
| Matthew W. Slowinski | 8307944 | 11/02/2026 | 10/30/2026 | Vanguard Advisers, Inc. | 106715 | Malvern, PA |
| Mauricio G. Vega | 8310379 | 11/02/2026 | 11/01/2026 | Scholar Financial Advising, LLC | 298968 | Winston-salem, NC |
| Mauricio Sepulveda | 6346978 | 11/02/2026 | 10/30/2026 | Strategic Advisers LLC | 104555 | Castle Rock, CO |
| Michael J. Vietri | 8130594 | 11/02/2026 | 11/01/2026 | Borger Capital Management LLC | 323065 | Coon Rapids, MN |
| Milan Selakovic | 8366169 | 11/02/2026 | 10/30/2026 | Mariner | 140195 | Oakbrook Terrace, IL |
| Miller Marks | 8102593 | 11/02/2026 | 10/30/2026 | Hilltop Securities Inc. | 6220 | Dallas, TX |
| Nathan Richards | 7945063 | 11/02/2026 | 10/30/2026 | RBC Capital Markets, LLC | 31194 | Walnut Creek, CA |
| Nathan Scavo | 8349221 | 11/02/2026 | 10/30/2026 | Equitable Advisors, LLC | 6627 | Bala Cynwyd, PA |
| Nathanael C. Downs | 5833891 | 11/02/2026 | 10/30/2026 | LPL Financial LLC | 6413 | Boise, ID |
| Nicholas A. Heaton | 8351475 | 11/02/2026 | 10/30/2026 | Wells Fargo Clearing Services, LLC | 19616 | Waco, TX |
| Nicolas A. Ford | 8305514 | 11/02/2026 | 10/30/2026 | Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | Clayton, MO |
| Patrick K. Wolff | 7580202 | 11/02/2026 | 11/01/2026 | J.P. Morgan Securities LLC | 79 | Rochester, NY |