ADVISER MOVES

Eugene Cho’s Wells Fargo record lists 2 branches; 1,485 affiliation changes

A registration observation dated November 3, 2026, lists Eugene Cho with Wells Fargo Clearing Services, LLC at two branches. The complete cohort contains 1,485 affiliation changes, not verified job moves.

By Maya Chen··1 min read

Eugene Cho’s registration observation dated November 3, 2026, lists him with Wells Fargo Clearing Services, LLC at two branches, in Red Bank and Marlton, New Jersey. The prior registration record listed an additional Red Bank branch. These affiliation records do not confirm a job move or employment change.

The complete cohort for November 3, 2026, contains 1,485 affiliation changes: 325 added, 1,029 updated and 131 removed affiliation records. These categories count affiliation records, not verified hires, departures or changes in registration status.

Other registration observations dated November 3 list Andrew M. Clausen with PFS Investments Inc. and Richard Lopez with Farmers Asset Management, LLC. In a removal example, the dated observation for Sean R. Menzies no longer lists an affiliation with Good Life Advisors, LLC; that does not establish a departure or his current employment status.

Adviser affiliation records

The appendix lists all 1,485 affiliation records on 11/03/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 801–825 of 1485. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Kameron T. Smith610321611/03/2026removed
Kane L. Walag831570611/03/2026updated
Kareena M. Gupta813925711/03/2026updated
Karel J. Walker690413411/03/2026updated
Karen A. Venneri723089711/03/2026removed
Karen Craig796181211/03/2026updated
Karen E. Spence533609611/03/2026removed
Karenna Schneider832389011/03/2026added
Karla C. Mesta819923811/03/2026updated
Karlyn M. Jones726287711/03/2026updated
Katherine Ginsburg401929911/03/2026updated
Katherine Kosior-Pajazetovic723622011/03/2026updated
Katherine L. Nelson224848311/03/2026updated
Katherine Webb793734111/03/2026updated
Kathleen G. Maccubbin726728811/03/2026updated
Kathleen L. Hurley599508711/03/2026updated
Kathleen W. Dulko662326411/03/2026removed
Katie A. Fiato783984511/03/2026updated
Kayla R. Feeley831620511/03/2026added
Keith D. Green183065711/03/2026updated
Keith M. Johnson266673911/03/2026added
Keith W. Carpenter228566511/03/2026added
Keith W. Carpenter228566511/03/2026removed
Keli J. Hazel592504011/03/2026updated
Kelly E. Krebs829720911/03/2026updated

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