ADVISER MOVES

Melissa Jane’s Merrill Lynch record adds a branch; 2,339 affiliation changes

A registration observation dated November 4, 2026, lists an additional Santa Barbara branch for Melissa Jane at Merrill Lynch. These affiliation records do not establish job moves.

By Maya Chen··1 min read

Melissa Jane’s registration with Merrill Lynch, Pierce, Fenner & Smith Incorporated included a Santa Barbara branch in the November 4, 2026, observation; the earlier observed record listed a San Luis Obispo branch. This is an affiliation-record finding, not evidence of a job move or employment change.

The November 4 observation covered 2,339 affiliation changes: 335 added, 1,946 updated and 58 removed affiliation records. Added, updated and removed describe registration affiliations, not verified hires or departures; a removed affiliation means the registration record no longer shows it.

The same observation listed Halle Elise-Labert Dick with Merrill Lynch, while the registration record for Brian N. Hamel no longer listed an affiliation with Ameritas Advisory Services, LLC. The records do not establish employment dates or current employment status.

Adviser affiliation records

The appendix lists all 2,339 affiliation records on 11/04/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 351–375 of 2339. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Carolyn M. Kunik468836611/04/2026updated
Carson Degen835203011/04/2026added
Carston S. Truumees825865511/04/2026updated
Carter D. Mansbach227587811/04/2026updated
Carter P. Malonson831850111/04/2026updated
Cary T. Koh621981111/04/2026updated
Casey A. McCright555554911/04/2026updated
Casey J. Nelson589213011/04/2026updated
Casey S. Harrah108419711/04/2026updated
Cass J. Jenkins430458411/04/2026updated
Cassie M. Panzenbeck750255411/04/2026updated
Catalina S. Darnell826600211/04/2026updated
Catherine Koresh514768311/04/2026updated
Cecil M. Deas290897511/04/2026added
Cecilia C. Lyon718983311/04/2026updated
Chad A. Shaw568370911/04/2026updated
Chad R. Peterson262906311/04/2026updated
Charis Jones262669811/04/2026added
Charlene F. Harvey217097111/04/2026updated
Charles A. Jordan453721911/04/2026updated
Charles F. Curtis606950311/04/2026added
Charles J. Cawley726579311/04/2026updated
Charles K. O'Neill723078311/04/2026updated
Charles M. Jarrett256345911/04/2026updated
Charles Polis III155551511/04/2026updated

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