ADVISER MOVES

Melissa Jane’s Merrill Lynch record adds a branch; 2,339 affiliation changes

A registration observation dated November 4, 2026, lists an additional Santa Barbara branch for Melissa Jane at Merrill Lynch. These affiliation records do not establish job moves.

By Maya Chen··1 min read

Melissa Jane’s registration with Merrill Lynch, Pierce, Fenner & Smith Incorporated included a Santa Barbara branch in the November 4, 2026, observation; the earlier observed record listed a San Luis Obispo branch. This is an affiliation-record finding, not evidence of a job move or employment change.

The November 4 observation covered 2,339 affiliation changes: 335 added, 1,946 updated and 58 removed affiliation records. Added, updated and removed describe registration affiliations, not verified hires or departures; a removed affiliation means the registration record no longer shows it.

The same observation listed Halle Elise-Labert Dick with Merrill Lynch, while the registration record for Brian N. Hamel no longer listed an affiliation with Ameritas Advisory Services, LLC. The records do not establish employment dates or current employment status.

Adviser affiliation records

The appendix lists all 2,339 affiliation records on 11/04/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 51–75 of 2339. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Alexander P. Lim790569011/04/2026updated
Alexander P. Newman510076111/04/2026added
Alexander R. Sweeney742481111/04/2026updated
Alexander S. V. Blucher819886611/04/2026updated
Alexandra L. Frederique666181011/04/2026updated
Alexandra M. Ramirez697216211/04/2026updated
Alexis Fritts630135511/04/2026removed
Alexis R. Fritts630135511/04/2026added
Alfonso Charles752906911/04/2026added
Alfred H. Richter405738811/04/2026updated
Alfred J. Horner803516811/04/2026added
Alfredo D. Ercilla726239411/04/2026updated
Alfredo H. Pardo582034811/04/2026added
Ali M. Syed416602111/04/2026updated
Alisa P. Loutsik505419711/04/2026updated
Allen C. Jones325083011/04/2026updated
Allen R. Lakner501558311/04/2026updated
Allison G. Jensen621332111/04/2026updated
Allison L. Mahar621034511/04/2026updated
Allison Young694455311/04/2026updated
Alvin A. Carlos617143911/04/2026updated
Alvise D. Pugliese818614011/04/2026added
Alyca Brewton813833311/04/2026updated
Alycia C. Music508638511/04/2026updated
Alycia M. Rodriguez833269011/04/2026updated

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