ADVISER MOVES

Melissa Jane’s Merrill Lynch record adds a branch; 2,339 affiliation changes

A registration observation dated November 4, 2026, lists an additional Santa Barbara branch for Melissa Jane at Merrill Lynch. These affiliation records do not establish job moves.

By Maya Chen··1 min read

Melissa Jane’s registration with Merrill Lynch, Pierce, Fenner & Smith Incorporated included a Santa Barbara branch in the November 4, 2026, observation; the earlier observed record listed a San Luis Obispo branch. This is an affiliation-record finding, not evidence of a job move or employment change.

The November 4 observation covered 2,339 affiliation changes: 335 added, 1,946 updated and 58 removed affiliation records. Added, updated and removed describe registration affiliations, not verified hires or departures; a removed affiliation means the registration record no longer shows it.

The same observation listed Halle Elise-Labert Dick with Merrill Lynch, while the registration record for Brian N. Hamel no longer listed an affiliation with Ameritas Advisory Services, LLC. The records do not establish employment dates or current employment status.

Adviser affiliation records

The appendix lists all 2,339 affiliation records on 11/04/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 1251–1275 of 2339. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Karen E. Flowers505927111/04/2026updated
Karen Kalkines667810511/04/2026updated
Karen L. Joyner227282811/04/2026updated
Karen L. Marshalwitz216664811/04/2026updated
Karen M. Tatman426035011/04/2026updated
Karim E. Madmoune581441211/04/2026updated
Karin A. Conroy455202111/04/2026added
Karl I. B. Kim172774011/04/2026updated
Karriem H. Pierre507131711/04/2026updated
Kate M. Martinez290526111/04/2026updated
Katerina A. Brynda818527811/04/2026added
Katherin Mullane440135711/04/2026updated
Katherine H. V. Nutt830911911/04/2026added
Katherine Higgins455201711/04/2026updated
Katherine R. Herrlich638805711/04/2026updated
Kathleen C. Mariconda129342511/04/2026updated
Kathleen C. Musial106666611/04/2026updated
Kathleen D. Harte150058811/04/2026updated
Kathleen E. Kownacky226907811/04/2026updated
Kathleen Miller289635211/04/2026updated
Kathryn E. Kraft464226011/04/2026updated
Katie L. Keller721880911/04/2026updated
Katlyn Briggs657769411/04/2026updated
Katrina McNairy684958211/04/2026updated
Kay R. Mathias287219711/04/2026updated

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