ADVISER MOVES

Melissa Jane’s Merrill Lynch record adds a branch; 2,339 affiliation changes

A registration observation dated November 4, 2026, lists an additional Santa Barbara branch for Melissa Jane at Merrill Lynch. These affiliation records do not establish job moves.

By Maya Chen··1 min read

Melissa Jane’s registration with Merrill Lynch, Pierce, Fenner & Smith Incorporated included a Santa Barbara branch in the November 4, 2026, observation; the earlier observed record listed a San Luis Obispo branch. This is an affiliation-record finding, not evidence of a job move or employment change.

The November 4 observation covered 2,339 affiliation changes: 335 added, 1,946 updated and 58 removed affiliation records. Added, updated and removed describe registration affiliations, not verified hires or departures; a removed affiliation means the registration record no longer shows it.

The same observation listed Halle Elise-Labert Dick with Merrill Lynch, while the registration record for Brian N. Hamel no longer listed an affiliation with Ameritas Advisory Services, LLC. The records do not establish employment dates or current employment status.

Adviser affiliation records

The appendix lists all 2,339 affiliation records on 11/04/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 2076–2100 of 2339. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Siu L. W. Tung793760211/04/2026updated
Sjaun C. Sanderson732693511/04/2026added
Skylar Andrus803557511/04/2026updated
So M. Kim709997911/04/2026updated
Sonali Bhaumik404743511/04/2026updated
Songnan Shi508453911/04/2026updated
Spencer M. Corzine294088011/04/2026updated
Spencer Suwal796241911/04/2026added
Stacey Ackerman406059611/04/2026updated
Stacey Blake688520711/04/2026updated
Stacey P. Harral285315011/04/2026updated
Stacey Prucha673499211/04/2026updated
Stacy J. Caraccio481551611/04/2026updated
Stanley C. K. Fu449141411/04/2026updated
Stephanie A. Kormanis269742611/04/2026updated
Stephanie C. Morgan806429611/04/2026updated
Stephanie G. Staggs785326111/04/2026updated
Stephanie L. Arensdorf472076811/04/2026updated
Stephanie L. Hepp275486911/04/2026updated
Stephanie L. Kastrup697516311/04/2026updated
Stephanie N. Mui322866511/04/2026updated
Stephanie Rautio424149011/04/2026updated
Stephanie T. Hsu657341211/04/2026updated
Stephen A. Rabinowitz646123611/04/2026updated
Stephen B. Thompson625152711/04/2026updated

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