ADVISER MOVES

James Singleton is listed with GRP Retirement Planning; 1,141 affiliation changes

A November 5, 2026, registration observation lists Singleton with the Maine firm. The day’s 1,141 affiliation changes describe registration records, not verified job moves.

By Claire Bennett··1 min read

James Singleton’s registration observation lists him with GRP Retirement Planning in Farmingdale, Maine. The observation was made November 5, 2026; it does not establish when employment began. Affiliation entries describe registration records, not verified hires, departures or other job moves.

The complete November 5 roster contains 1,141 affiliation changes. That count covers registration affiliation records observed that day, not a count of verified employment moves.

Among the other examples, Chase Harkins’s updated registration with TD Private Client Wealth LLC lists Massachusetts alongside his previously listed state registrations. Rochelle E. Mitchell’s updated registration with Merrill Lynch, Pierce, Fenner & Smith Incorporated lists a second San Antonio branch. These observations describe affiliation records, not job changes.

The roster divides the 1,141 affiliation changes into 373 added, 727 updated and 41 removed affiliation records. A removed entry means the dated registration observation no longer lists that affiliation; it does not establish that the adviser left the firm.

Adviser affiliation records

The appendix lists all 1,141 affiliation records on 11/05/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 876–900 of 1141. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Paul L. Sterzinger430187911/05/2026updated
Payton E. Gaines821580011/05/2026added
Penelope J. Salazar451415511/05/2026updated
Peter A. Santoriello225446311/05/2026updated
Peter Katz790376011/05/2026updated
Peter Sengos830939511/05/2026added
Philip D. Topacio474564111/05/2026updated
Philip Jupp741485211/05/2026updated
Prescilla Ting-Murphy748782611/05/2026updated
Quinn Berven813104711/05/2026added
Rachael S. Aspaturian752931011/05/2026added
Rachel M. Schenk753000011/05/2026added
Ralph L. Kauzlarich706201711/05/2026updated
Rama S. Appalla680573111/05/2026added
Randon Carnathan752960911/05/2026added
Randy Kruse752975011/05/2026added
Rashard J. Cook569568511/05/2026added
Rebecca E. Griffin663078011/05/2026updated
Rechard J. Alexander732872411/05/2026updated
Reese N. Macgregor684482711/05/2026updated
Remy N. Chonez752948611/05/2026added
Rene Q. Rocamora443029511/05/2026updated
Rial Barnett190669811/05/2026updated
Rian A. Clark432220411/05/2026updated
Ricardo Reyes599941211/05/2026added

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