ADVISER MOVES

James Singleton is listed with GRP Retirement Planning; 1,141 affiliation changes

A November 5, 2026, registration observation lists Singleton with the Maine firm. The day’s 1,141 affiliation changes describe registration records, not verified job moves.

By Claire Bennett··1 min read

James Singleton’s registration observation lists him with GRP Retirement Planning in Farmingdale, Maine. The observation was made November 5, 2026; it does not establish when employment began. Affiliation entries describe registration records, not verified hires, departures or other job moves.

The complete November 5 roster contains 1,141 affiliation changes. That count covers registration affiliation records observed that day, not a count of verified employment moves.

Among the other examples, Chase Harkins’s updated registration with TD Private Client Wealth LLC lists Massachusetts alongside his previously listed state registrations. Rochelle E. Mitchell’s updated registration with Merrill Lynch, Pierce, Fenner & Smith Incorporated lists a second San Antonio branch. These observations describe affiliation records, not job changes.

The roster divides the 1,141 affiliation changes into 373 added, 727 updated and 41 removed affiliation records. A removed entry means the dated registration observation no longer lists that affiliation; it does not establish that the adviser left the firm.

Adviser affiliation records

The appendix lists all 1,141 affiliation records on 11/05/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 1001–1025 of 1141. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Stephen L. Spear297684711/05/2026added
Stephen P. Miller411282511/05/2026updated
Stephen T. Hartman603144711/05/2026added
Stephen T. Salmon271505911/05/2026updated
Stephen X. Swartz836595211/05/2026updated
Steve W. Lazny417368311/05/2026updated
Steven Feldstein140251011/05/2026updated
Steven J. Ornstein157679511/05/2026updated
Steven J. Skapper273534611/05/2026added
Steven J. Travaglini288691611/05/2026updated
Steven M. Coplin199954811/05/2026updated
Steven M. Golden295793311/05/2026updated
Steven S. Holley320094211/05/2026updated
Steven Wong401855111/05/2026updated
Subryan Armogan313789311/05/2026updated
Sumera Yousaf736797211/05/2026updated
Summer E. Ramos730295511/05/2026updated
Susan E. Duffy835139911/05/2026added
Susan L. A. Franklin406876611/05/2026added
Susanne Venberg250840111/05/2026updated
Sylvan Gomez438346511/05/2026updated
Tacuma Alexander661615111/05/2026added
Tammy L. Butts175044111/05/2026updated
Tammy R. Hafner443638211/05/2026added
Tangneka L. Smith422221811/05/2026updated

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