ADVISER MOVES

Montanez’s Voya registration adds Massachusetts; 3,146 affiliation changes

From Nov. 6–8, 2026, the roster lists 3,146 affiliation changes. Cayley M. Montanez’s registration observation adds Massachusetts authorization at Voya; affiliation records do not establish job moves.

By Daniel Mercer··1 min read

Cayley M. Montanez’s Nov. 6 registration observation lists her with Voya Financial Advisors, Inc. and adds Massachusetts among her approved state registrations; the earlier observation listed New York and Texas. This is an affiliation-record finding, not evidence of a job move: registration changes do not establish employment dates or status.

The complete Nov. 6–8 roster contains 3,146 affiliation changes: 767 added, 2,290 updated and 89 removed affiliation records. Those categories count registration affiliations, not verified hires, departures or changes in employment.

Other entries illustrate the range of observations. On Nov. 6, the registration lists Bryce Jackson with Wells Fargo Clearing Services, LLC, while Charles M. Fetner’s registration lists LPL Financial LLC. On Nov. 7, the dated observation no longer lists Whitney M. Mcnicol with Cetera Investment Advisers LLC. That absence does not establish a departure or current employment status.

Adviser affiliation records

The appendix lists all 3,146 affiliation records from 11/06/2026 through 11/08/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 3101–3125 of 3146. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
William R. McCann830441011/07/2026updated
William R. Young478748811/06/2026updated
William S. Small271081711/07/2026added
William Seyfarth692114411/06/2026updated
William Stiles753120111/06/2026added
William T. Evans310855211/06/2026updated
Willow C. Lau753088511/06/2026added
Winston Banks788683311/06/2026updated
Wooldy Pierre627080811/07/2026updated
Wyatt D. Scherer708869311/07/2026added
Wynton X. Johnson789738211/06/2026added
Xavier Davis803830911/07/2026updated
Xiaohuan Xu583129211/06/2026updated
Xuewen Li786245811/07/2026added
Yaman Sharma668604611/07/2026updated
Yi Zhang293786411/07/2026added
Yitzchak Felberbaum753133311/06/2026added
Young Palmer828181411/06/2026added
Ysidro Vasquez710122511/07/2026updated
Yu X. Lin819922911/06/2026added
Yun Ma739563311/06/2026updated
Yuriko Coil642533011/06/2026updated
Yvonne R. Sanchez502757411/07/2026updated
Zachary A. Shenitsky542879811/07/2026updated
Zachary B. Lobraico820085911/06/2026updated

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Sources