ADVISER MOVES

Montanez’s Voya registration adds Massachusetts; 3,146 affiliation changes

From Nov. 6–8, 2026, the roster lists 3,146 affiliation changes. Cayley M. Montanez’s registration observation adds Massachusetts authorization at Voya; affiliation records do not establish job moves.

By Daniel Mercer··1 min read

Cayley M. Montanez’s Nov. 6 registration observation lists her with Voya Financial Advisors, Inc. and adds Massachusetts among her approved state registrations; the earlier observation listed New York and Texas. This is an affiliation-record finding, not evidence of a job move: registration changes do not establish employment dates or status.

The complete Nov. 6–8 roster contains 3,146 affiliation changes: 767 added, 2,290 updated and 89 removed affiliation records. Those categories count registration affiliations, not verified hires, departures or changes in employment.

Other entries illustrate the range of observations. On Nov. 6, the registration lists Bryce Jackson with Wells Fargo Clearing Services, LLC, while Charles M. Fetner’s registration lists LPL Financial LLC. On Nov. 7, the dated observation no longer lists Whitney M. Mcnicol with Cetera Investment Advisers LLC. That absence does not establish a departure or current employment status.

Adviser affiliation records

The appendix lists all 3,146 affiliation records from 11/06/2026 through 11/08/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 1226–1250 of 3146. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Ivan Pena537309711/07/2026updated
Ivan S. Wilton528451411/07/2026updated
Ivan W. McGovern709761311/07/2026updated
Ivette Plaza629588411/07/2026updated
Ivor Vinsant704763111/07/2026updated
Izaak W. Frewing828900811/06/2026added
J H. Williams135017311/07/2026updated
J J. Wood237131511/07/2026updated
J. E. Rice620433911/07/2026updated
Jacel Recto811998911/07/2026added
Jack Baldschun753126911/06/2026added
Jack Burns796608611/06/2026updated
Jack D. Putnam744840611/06/2026updated
Jack Herman811573211/07/2026added
Jack J. Davis831744511/07/2026updated
Jack L. Shaw266260811/07/2026updated
Jack M. Dodd753153011/07/2026added
Jack R. Schiff497957411/07/2026updated
Jack T. Haxton753289511/08/2026added
Jack W. Kirkland741279811/06/2026updated
Jacklin E. Ledoux807441011/07/2026updated
Jackson K. Littledike821211111/07/2026added
Jackson Reid696701411/07/2026updated
Jackson T. Gardner699832611/07/2026updated
Jackson Tiller753032711/06/2026added

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