FIRM EXITS
Sporl & Company not observed in state feed; 15 firm feed absences
The compared ADV feeds had 15 firm feed absences from Nov. 6 through Nov. 8, 2026. Sporl & Company was not observed in the state feed on Nov. 7.
By Daniel Mercer·Edition ·1 min read
The compared ADV feeds had 15 firm feed absences from Nov. 6 through Nov. 8, 2026. Sporl & Company was not observed in the state feed on Nov. 7. A feed absence does not establish that a firm closed, deregistered or withdrew.
Harsh Wealth Management LLC was not observed in the state feed on Nov. 6. That is a separate observation from its inclusion in the Nov. 6 roster; the supplied records do not establish a broader business or registration status.
The daily ADV feed observation counts were five on Nov. 6, 10 on Nov. 7 and zero on Nov. 8. The zero means no feed observations were recorded for that day.
ADV feed absence records
The appendix lists all 15 firm feed absence records from 11/06/2026 through 11/08/2026. The absence is limited to the compared ADV feed and does not establish closure or withdrawal.
| Firm | Firm CRD | Observed | Observation |
|---|---|---|---|
| 30-40 Wealth Partners, LLC | 311073 | 11/07/2026 | Absent from compared ADV feed |
| Allegiance Financial Group, Inc. | 113826 | 11/07/2026 | Absent from compared ADV feed |
| Bridle Path Capital Management, LP | 315894 | 11/06/2026 | Absent from compared ADV feed |
| Crystal View Capital, LLC | 283124 | 11/06/2026 | Absent from compared ADV feed |
| CS Tomasi Wealth Management | 287561 | 11/06/2026 | Absent from compared ADV feed |
| Harsh Wealth Management LLC | 333516 | 11/06/2026 | Absent from compared ADV feed |
| Jadara Capital Partners LLC | 322388 | 11/07/2026 | Absent from compared ADV feed |
| Jones Road Capital Management, L.P. | 296822 | 11/07/2026 | Absent from compared ADV feed |
| Kintayl Capital LP | 331471 | 11/07/2026 | Absent from compared ADV feed |
| Lawrence Landis | 135559 | 11/07/2026 | Absent from compared ADV feed |
| Lionshares LLC | 335459 | 11/07/2026 | Absent from compared ADV feed |
| Pathfinder Wealth Advisors, LLC | 305910 | 11/07/2026 | Absent from compared ADV feed |
| PR Wealth Management Group, Inc. | 173711 | 11/07/2026 | Absent from compared ADV feed |
| Sporl & Company | 130785 | 11/07/2026 | Absent from compared ADV feed |
| Valiance Group LLC | 170689 | 11/06/2026 | Absent from compared ADV feed |