NEW ADVISERS

Edward Jones lists 16 people among 176 first adviser registrations

The 176 first adviser registrations were dated November 10, 2026. The listed firm is a current affiliation, not necessarily where an adviser first registered.

By Claire Bennett··1 min read

Carlos E. Cuellar had a source-reported first adviser registration dated November 10, 2026, with Edward Jones listed as his current firm affiliation. He was among 176 first adviser registrations dated that day. A first adviser registration does not establish a hiring date, career start or first job in the financial industry; the listed firm is not necessarily where the person first registered.

Edward Jones was the listed firm for 16 people in the cohort. Merrill Lynch, Pierce, Fenner & Smith Incorporated was listed for 10, J.P. Morgan Securities LLC for nine, and State Farm Investment Management Corp. for eight. Another 133 were listed across all other firms.

Other named examples include Tri M. Nguyen, whose first adviser registration was dated November 10, 2026, with Merrill Lynch, Pierce, Fenner & Smith Incorporated listed as the current firm affiliation, and Lauryn Morrow, whose first adviser registration was dated the same day, with J.P. Morgan Securities LLC listed.

First adviser registrations

The advisers below account for all 176 source-reported first adviser registrations on 11/10/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 76–100 of 176. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Jake A. Desiderio725190811/11/202611/10/2026Wells Fargo Advisors Financial Network, LLC11025Scottsdale, AZ
James D. Engelke410849811/11/202611/10/2026Awaken Wealth Partners LLC341005Houston, TX
James D. Wooten692159911/11/202611/10/2026Charles Schwab & Co., Inc.5393Phoenix, AZ
James L. Noles828039711/11/202611/10/2026The Welch Group, LLC111273Birmingham, AL
Jason A. McGrath266893111/11/202611/10/2026MML Investors Services, LLC10409North Attleboro, MA
Jason Wolgast836172311/11/202611/10/2026Equitable Advisors, LLC6627New York, NY
Jaxon A. Newton836529311/11/202611/10/2026Equitable Advisors, LLC6627New York, NY
Jaxon G. Clark809114711/11/202611/10/2026Raymond James Financial Services Advisors, Inc.149018Independence, OH
Jennifer K. Hicks487197411/11/202611/10/2026Edward Jones250St. Louis, MO
Jeremy Kraft833480411/11/202611/10/2026Ameriprise Financial Services, LLC6363Jersey City, NJ
Jesus R. Rico821923711/11/202611/10/2026Strategic Advisers LLC104555Pasadena, CA
John Gehrt796657111/11/202611/10/2026Global Retirement Partners LLC172011Columbus, OH
John M. Gruetzmacher815408111/11/202611/10/2026LPL Financial LLC6413Georgetown, TX
John R. Civardi705900511/11/202611/10/2026Fortress Financial Solutions, LLC143969Tucson, AZ
John S. Whitman810712111/11/202611/10/2026Raymond James Financial Services Advisors, Inc.149018Holly Springs, NC
Jonathan A. Fox516234411/11/202611/10/2026The Mather Group, LLC156005Chicago, IL
Jonathan Heyden808449111/11/202611/10/2026Charles Schwab & Co., Inc.5393Austin, TX
Jonathan M. Roberts780417111/11/202611/10/2026J.P. Morgan Securities LLC79Boston, MA
Jonathon A. Jordan830855711/11/202611/10/2026Edward Jones250Irving, TX
Joseph C. Bailon835588311/11/202611/10/2026Transamerica Financial Advisors, LLC16164Winter Park, FL
Joseph P. McGuire830633111/11/202611/10/2026Federated Securities Corp.5009Pittsburgh, PA
Joshua S. Olafson832732211/11/202611/10/2026Wells Fargo Clearing Services, LLC19616Sioux Falls, SD
Juliana M. Campagna829205111/11/202611/10/2026UBS Financial Services Inc.8174Paramus, NJ
Kara N. Schoch806369011/11/202611/10/2026Raymond James Financial Services Advisors, Inc.149018Dublin, OH
Kathryn Grover837111511/11/202611/10/2026Abundo Wealth304612Chicago, IL

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