NEW ADVISERS

Edward Jones lists 16 people among 176 first adviser registrations

The 176 first adviser registrations were dated November 10, 2026. The listed firm is a current affiliation, not necessarily where an adviser first registered.

By Claire Bennett··1 min read

Carlos E. Cuellar had a source-reported first adviser registration dated November 10, 2026, with Edward Jones listed as his current firm affiliation. He was among 176 first adviser registrations dated that day. A first adviser registration does not establish a hiring date, career start or first job in the financial industry; the listed firm is not necessarily where the person first registered.

Edward Jones was the listed firm for 16 people in the cohort. Merrill Lynch, Pierce, Fenner & Smith Incorporated was listed for 10, J.P. Morgan Securities LLC for nine, and State Farm Investment Management Corp. for eight. Another 133 were listed across all other firms.

Other named examples include Tri M. Nguyen, whose first adviser registration was dated November 10, 2026, with Merrill Lynch, Pierce, Fenner & Smith Incorporated listed as the current firm affiliation, and Lauryn Morrow, whose first adviser registration was dated the same day, with J.P. Morgan Securities LLC listed.

First adviser registrations

The advisers below account for all 176 source-reported first adviser registrations on 11/10/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 101–125 of 176. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Keely Cleveland835918911/11/202611/10/2026Jim Saulnier & Associates, LLC169889Fort Collins, CO
Kelli J. Starck505528311/11/202611/10/2026Edward Jones250Bellingham, WA
Kendra Stephens771628611/11/202611/10/2026Edward Jones250Suffolk, VA
Kennedy S. Stapleton816007911/11/202611/10/2026Vanguard Advisers, Inc.106715Malvern, PA
Kenya Hernandez830441611/11/202611/10/2026Strategic Advisers LLC104555Missouri City, TX
Kevin L. Gao790791711/11/202611/10/2026Fisher Investments107342Tampa, FL
Kimberly Moreira744765411/11/202611/10/2026Equitable Advisors, LLC6627New Albany, OH
Krystal Smith492435211/11/202611/10/2026State Farm Investment Management Corp.3487Carrollton, TX
Kwame D. Amporful835055711/11/202611/10/2026LPL Enterprise, LLC8733Bedminster, NJ
Laci Carpenos819091611/11/202611/10/2026Wells Fargo Advisors Financial Network, LLC11025Old Greenwich, CT
Lam Wong836304911/11/202611/10/2026Iams Wealth Management, LLC286085Montville, NJ
Landon Ritter781346711/11/202611/10/2026Edward Jones250St. Louis, MO
Laura R. Spencer833347111/11/202611/10/2026Goodman Financial Corporation114637Houston, TX
Lauryn Morrow831819411/11/202611/10/2026J.P. Morgan Securities LLC79Chicago, IL
Leon Jin796583811/11/202611/10/2026Charles Schwab & Co., Inc.5393Phoenix, AZ
Leonardo Ribeiro803740211/11/202611/10/2026Fisher Investments107342Plano, TX
Leslie J. Wertz831117211/11/202611/10/2026Ameriprise Financial Services, LLC6363Parjker, TX
Liam Olcott831440411/11/202611/10/2026Guggenheim Investments105477New York, NY
Linda Wright679609611/11/202611/10/2026J.P. Morgan Securities LLC79Chicago, IL
Lisa M. Nayden732293111/11/202611/10/2026Edward Jones250Ocean Pines, MD
Luca G. Rubinsky835691611/11/202611/10/2026Equitable Advisors, LLC6627New York, NY
Luke A. Yeager806210311/11/202611/10/2026Vanguard Advisers, Inc.106715Scottsdale, AZ
Luke M. Cabe808822311/11/202611/10/2026Edward Jones250Soddy Daisy, TN
Madior Khoussa820357211/11/202611/10/2026Vanguard Advisers, Inc.106715Scottsdale, AZ
Malcolm D. Saunders835873211/11/202611/10/2026Fisher Investments107342Tampa, FL

Download data (CSV)