NEW ADVISERS

Edward Jones lists 16 people among 176 first adviser registrations

The 176 first adviser registrations were dated November 10, 2026. The listed firm is a current affiliation, not necessarily where an adviser first registered.

By Claire Bennett··1 min read

Carlos E. Cuellar had a source-reported first adviser registration dated November 10, 2026, with Edward Jones listed as his current firm affiliation. He was among 176 first adviser registrations dated that day. A first adviser registration does not establish a hiring date, career start or first job in the financial industry; the listed firm is not necessarily where the person first registered.

Edward Jones was the listed firm for 16 people in the cohort. Merrill Lynch, Pierce, Fenner & Smith Incorporated was listed for 10, J.P. Morgan Securities LLC for nine, and State Farm Investment Management Corp. for eight. Another 133 were listed across all other firms.

Other named examples include Tri M. Nguyen, whose first adviser registration was dated November 10, 2026, with Merrill Lynch, Pierce, Fenner & Smith Incorporated listed as the current firm affiliation, and Lauryn Morrow, whose first adviser registration was dated the same day, with J.P. Morgan Securities LLC listed.

First adviser registrations

The advisers below account for all 176 source-reported first adviser registrations on 11/10/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 126–150 of 176. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Marcelo A. Arguello807703811/11/202611/10/2026Raymond James & Associates, Inc.705Coral Gables, FL
Marisa S. Hayet757711411/11/202611/10/2026J.P. Morgan Securities LLC79Marietta, GA
Mathius M. Gertz832745511/11/202611/10/2026Harris & Associates134066Santa Monica, CA
Matthew A. Raimo705087311/11/202611/10/2026Frec325982Wallingford, PA
Matthew Fuerst820034711/11/202611/10/2026LPL Financial LLC6413Charlotte, NC
Matthew J. Wingerd811646911/11/202611/10/2026LPL Financial LLC6413New Brighton, MN
Maxwell H. Lamm780925911/11/202611/10/2026Focus Partners Wealth, LLC159289Pittsburgh, PA
Megan Sweeney735828111/11/202611/10/2026Eagle Strategies LLC110826San Antonio, TX
Melissa Torres796367711/11/202611/10/2026Frost Investment Services286129San Antonio, TX
Michael Beauto831284511/11/202611/10/2026Edward Jones250St. Louis, MO
Michael Finnegan835194811/11/202611/10/2026Equitable Advisors, LLC6627East Northport, NY
Michael K. Kroll787430711/11/202611/10/2026Citizens Securities, Inc.39550Conshohocken, PA
Michael McGuirk818682811/11/202611/10/2026State Farm Investment Management Corp.3487Old Hickory, TN
Michael R. Morrow801512011/11/202611/10/2026Equity Services, Inc.265Chicago, IL
Michael T. Flaherty807819911/11/202611/10/2026J.P. Morgan Securities LLC79Boston, MA
Michelle Paddock828464111/11/202611/10/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Boca Raton, FL
Morgan A. Gualy826103711/11/202611/10/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Fort Worth, TX
Nathan E. Kenney815165111/11/202611/10/2026Global Retirement Partners LLC172011Cottonwood Heights, UT
Nicholas Heisterkamp835907911/11/202611/10/2026MAI Capital Management, LLC109807Cleveland, OH
Nicholas P. Holzknecht830921911/11/202611/10/2026Northwestern Mutual Investment Services, LLC2881Louisville, KY
Nicole S. Heffernan683689811/11/202611/10/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Chicago, IL
Nirupam Kushalnagar833534711/11/202611/10/2026Equitable Advisors, LLC6627New York, NY
Nunzio Parlanti768780511/11/202611/10/2026Citigroup Global Markets Inc.7059New York, NY
Oliver L. Dorn818712411/11/202611/10/2026LPL Financial LLC6413Fishers, IN
Parker Morris797371611/11/202611/10/2026State Farm Investment Management Corp.3487Crozet, VA

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