NEW ADVISERS

Edward Jones lists 16 people among 176 first adviser registrations

The 176 first adviser registrations were dated November 10, 2026. The listed firm is a current affiliation, not necessarily where an adviser first registered.

By Claire Bennett··1 min read

Carlos E. Cuellar had a source-reported first adviser registration dated November 10, 2026, with Edward Jones listed as his current firm affiliation. He was among 176 first adviser registrations dated that day. A first adviser registration does not establish a hiring date, career start or first job in the financial industry; the listed firm is not necessarily where the person first registered.

Edward Jones was the listed firm for 16 people in the cohort. Merrill Lynch, Pierce, Fenner & Smith Incorporated was listed for 10, J.P. Morgan Securities LLC for nine, and State Farm Investment Management Corp. for eight. Another 133 were listed across all other firms.

Other named examples include Tri M. Nguyen, whose first adviser registration was dated November 10, 2026, with Merrill Lynch, Pierce, Fenner & Smith Incorporated listed as the current firm affiliation, and Lauryn Morrow, whose first adviser registration was dated the same day, with J.P. Morgan Securities LLC listed.

First adviser registrations

The advisers below account for all 176 source-reported first adviser registrations on 11/10/2026. Firms and branches reflect affiliations currently reported for each adviser, which may differ from those at first registration. These dates do not establish hires or career starts, and branches do not establish residence or exclusive workplaces.

Showing rows 151–175 of 176. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Paul Brock807075811/11/202611/10/2026Raymond James & Associates, Inc.705St. Petersburg, FL
Penny A. Bradbury258990911/11/202611/10/2026J.P. Morgan Securities LLC79Denver, CO
Rachel A. Rinaldi756489511/11/202611/10/2026Onedigital106766Orlando, FL
Rachel B. Ryan814141011/11/202611/10/2026Morgan Stanley149777Sheridan, WY
Ramesh J. Gulati229432111/11/202611/10/2026Gulati Asset Management LLC129092East Greenwich, RI
Ricardo A. M. D. Lima836165511/11/202611/10/2026Florida Financial Advisors, LLC288811Atlanta, GA
Robert Nahum254297611/11/202611/10/2026Nisman Investment Services Inc.121837Lakewood, NJ
Robert R. Olivares836035111/11/202611/10/2026Merit Financial Advisors142457San Antonio, TX
Robert S. Keidan70346911/11/202611/10/2026Osaic Wealth, Inc.23131Columbus, OH
Saimone T. Folau834308811/11/202611/10/2026Transamerica Financial Advisors, LLC16164So. Jordan, UT
Samantha Gallo520657911/11/202611/10/2026PNC Wealth Management LLC129052Belvidere, NJ
Samuel M. Ward807077211/11/202611/10/2026Federated Securities Corp.5009Pittsburgh, PA
Sarah L. Persons831828211/11/202611/10/2026LPL Financial LLC6413Albany, NY
Sean R. Cannady831415311/11/202611/10/2026Martin Capital Advisors, LLP108529San Antonio, TX
Shannon B. Lashlee804263211/11/202611/10/2026Wells Fargo Clearing Services, LLC19616Hendersonville, TN
Shrey Jain835265911/11/202611/10/2026XYPN Sapphire285967Brooklyn, NY
Spencer R. Potter833458211/11/202611/10/2026Assetmark, Inc.109018Plymouth, MA
Sydney B. Corley794740711/11/202611/10/2026Wells Fargo Clearing Services, LLC19616St. Louis, MO
Trent R. J. Aldrich837086011/11/202611/10/2026Farther302050Rockford, IL
Tri M. Nguyen831674511/11/202611/10/2026Merrill Lynch, Pierce, Fenner & Smith Incorporated7691Houston, TX
Turner H. McBrayer832261111/11/202611/10/2026Wells Fargo Clearing Services, LLC19616Nashville, TN
Tyler J. Carlson837108011/11/202611/10/2026Millington Financial Advisors, LLC156315Naperville, IL
William Harrigan836901011/11/202611/10/2026Mercer Global Advisors Inc.147363Superior, CO
Zachary S. Collins836530311/11/202611/10/2026Savant Wealth Management107271Peoria, IL
Zachary T. West837143111/11/202611/10/2026Clear Creek Financial Management, LLC170602Meridian, ID

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