ADVISER MOVES

Sarah L. Persons has an LPL affiliation record; 1,296 affiliation changes

In observations dated November 11, 2026, Sarah L. Persons was listed with LPL Financial LLC. The 1,296 affiliation changes are registration-record findings, not verified job moves.

By Maya Chen··1 min read

Sarah L. Persons's registration observation dated November 11, 2026, lists an affiliation with LPL Financial LLC, with an approved New York registration shown as of November 10. These are affiliation-record findings, not confirmation of hiring or current employment.

The complete November 11 observation includes 1,296 affiliation changes: 320 added, 916 updated and 60 removed. Those categories count affiliation records; an update or removal does not establish a job change or departure.

Steven L. Worsham's Ameriprise Financial Services, LLC affiliation record reflects an address-suite change in Dover, Ohio, between the compared observations dated November 11, 2026. The same observation no longer lists Darin E. McLeish with Ameriprise and no longer lists George S. Marlow with UBS Financial Services Inc.; those removals do not establish that either adviser left the firm.

Adviser affiliation records

The appendix lists all 1,296 affiliation records on 11/11/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 426–450 of 1296. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Faith Saragossi745643011/11/2026updated
Faress Alakwaa754543211/11/2026updated
Filmon Lema831282411/11/2026added
Florencio G. Sandoval430519111/11/2026updated
Fox W. Morral785110211/11/2026added
Francesca Loeffler641900211/11/2026updated
Francis A. McManus592100811/11/2026added
Frank H. Conner751219911/11/2026added
Frank S. Pittman314667311/11/2026removed
Frederick A. Schaefer500397911/11/2026updated
Frederick R. Nazario665380411/11/2026added
Gabriel Dibildox416584611/11/2026updated
Gabriel G. Thompson833311711/11/2026added
Gabriel J. Smith266196511/11/2026added
Gabriel R. Andrews489378211/11/2026updated
Gabrielle M. Mongno768314311/11/2026updated
Gamal A. Marcos715791111/11/2026updated
Garrett T. Wilson737170611/11/2026added
Gary Cappon428700711/11/2026updated
Gary D. Lucas440604311/11/2026updated
Gary D. Reed169562211/11/2026updated
Gary E. Carter666161111/11/2026updated
Gary L. Baxter434249011/11/2026updated
Gary Lorge569158311/11/2026updated
Gary S. Spencer757205511/11/2026updated

Download data (CSV)

Sources