ADVISER MOVES

Sarah L. Persons has an LPL affiliation record; 1,296 affiliation changes

In observations dated November 11, 2026, Sarah L. Persons was listed with LPL Financial LLC. The 1,296 affiliation changes are registration-record findings, not verified job moves.

By Maya Chen··1 min read

Sarah L. Persons's registration observation dated November 11, 2026, lists an affiliation with LPL Financial LLC, with an approved New York registration shown as of November 10. These are affiliation-record findings, not confirmation of hiring or current employment.

The complete November 11 observation includes 1,296 affiliation changes: 320 added, 916 updated and 60 removed. Those categories count affiliation records; an update or removal does not establish a job change or departure.

Steven L. Worsham's Ameriprise Financial Services, LLC affiliation record reflects an address-suite change in Dover, Ohio, between the compared observations dated November 11, 2026. The same observation no longer lists Darin E. McLeish with Ameriprise and no longer lists George S. Marlow with UBS Financial Services Inc.; those removals do not establish that either adviser left the firm.

Adviser affiliation records

The appendix lists all 1,296 affiliation records on 11/11/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 526–550 of 1296. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Jacob R. Lewandowski757265911/11/2026updated
Jacob R. Skoll666931011/11/2026updated
Jacob S. Roberts715357511/11/2026updated
Jacobo Tamayo802341011/11/2026added
Jacqueline M. Cavendish420578311/11/2026updated
Jae W. Gal768815911/11/2026updated
Jahone F. Green760961811/11/2026added
Jake A. Desiderio725190811/11/2026added
Jake A. Haus802429211/11/2026added
Jake Waldrop777475411/11/2026updated
James A. Oliver527696911/11/2026updated
James B. Belliston240295211/11/2026updated
James D. Engelke410849811/11/2026added
James D. Maher715495111/11/2026updated
James D. Savell737141511/11/2026updated
James D. Wooten692159911/11/2026added
James DeLaurier768282811/11/2026added
James Fairfield-Sonn730939311/11/2026updated
James Howe676133111/11/2026updated
James L. Noles828039711/11/2026added
James M. Trent508477611/11/2026updated
James P. Obrien496421311/11/2026added
James R. Evans251800711/11/2026updated
James R. Heishman813543811/11/2026updated
James T. Staines755317711/11/2026added

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