ADVISER MOVES

Sarah L. Persons has an LPL affiliation record; 1,296 affiliation changes

In observations dated November 11, 2026, Sarah L. Persons was listed with LPL Financial LLC. The 1,296 affiliation changes are registration-record findings, not verified job moves.

By Maya Chen··1 min read

Sarah L. Persons's registration observation dated November 11, 2026, lists an affiliation with LPL Financial LLC, with an approved New York registration shown as of November 10. These are affiliation-record findings, not confirmation of hiring or current employment.

The complete November 11 observation includes 1,296 affiliation changes: 320 added, 916 updated and 60 removed. Those categories count affiliation records; an update or removal does not establish a job change or departure.

Steven L. Worsham's Ameriprise Financial Services, LLC affiliation record reflects an address-suite change in Dover, Ohio, between the compared observations dated November 11, 2026. The same observation no longer lists Darin E. McLeish with Ameriprise and no longer lists George S. Marlow with UBS Financial Services Inc.; those removals do not establish that either adviser left the firm.

Adviser affiliation records

The appendix lists all 1,296 affiliation records on 11/11/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 751–775 of 1296. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Laci Carpenos819091611/11/2026added
Lam Wong836304911/11/2026added
Lance A. Charmont463086811/11/2026updated
Landon Ritter781346711/11/2026added
Lane M. Beasley728262911/11/2026updated
Larry B. Welder495159111/11/2026updated
Lary M. Weintraub230401811/11/2026updated
Laura E. Warta642379711/11/2026updated
Laura R. Spencer833347111/11/2026added
Laura Tonnessen667047911/11/2026updated
Lauren Maloney738376311/11/2026updated
Lauren Richards831831911/11/2026updated
Laurie C. Allen545484611/11/2026updated
Lauryn Morrow831819411/11/2026added
Lawrence B. Weissman181465911/11/2026updated
Lawrence F. McManus475198811/11/2026updated
Layne R. Bruner708381611/11/2026updated
Lea J. Vigi501704511/11/2026updated
LeChaun DuHart801981011/11/2026updated
Leila Taylor642827011/11/2026updated
Leon Jin796583811/11/2026added
Leonard Ludovico214624111/11/2026updated
Leonardo Ribeiro803740211/11/2026added
Leslie J. Wertz831117211/11/2026added
Liam Olcott831440411/11/2026added

Download data (CSV)

Sources