ADVISER MOVES

Sarah L. Persons has an LPL affiliation record; 1,296 affiliation changes

In observations dated November 11, 2026, Sarah L. Persons was listed with LPL Financial LLC. The 1,296 affiliation changes are registration-record findings, not verified job moves.

By Maya Chen··1 min read

Sarah L. Persons's registration observation dated November 11, 2026, lists an affiliation with LPL Financial LLC, with an approved New York registration shown as of November 10. These are affiliation-record findings, not confirmation of hiring or current employment.

The complete November 11 observation includes 1,296 affiliation changes: 320 added, 916 updated and 60 removed. Those categories count affiliation records; an update or removal does not establish a job change or departure.

Steven L. Worsham's Ameriprise Financial Services, LLC affiliation record reflects an address-suite change in Dover, Ohio, between the compared observations dated November 11, 2026. The same observation no longer lists Darin E. McLeish with Ameriprise and no longer lists George S. Marlow with UBS Financial Services Inc.; those removals do not establish that either adviser left the firm.

Adviser affiliation records

The appendix lists all 1,296 affiliation records on 11/11/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 926–950 of 1296. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Mihran J. Aroutunian669974111/11/2026updated
Mikaela Walters813803511/11/2026updated
Milap Shah601423611/11/2026updated
Mili B. Pothiwala555044511/11/2026updated
Milton B. Kidd743435611/11/2026updated
Minneripitiyage D. Karunaratna821281111/11/2026added
Mirjana Kljajic513339011/11/2026updated
Mitch Frownfelter637243111/11/2026updated
Mitchell L. Tebon756561711/11/2026updated
Mollie J. Snorsky725814311/11/2026updated
Monessa N. Duran581828411/11/2026updated
Monica Bush705400811/11/2026updated
Monica Ladson794805311/11/2026updated
Monique Jaglowski528851511/11/2026updated
Morgan A. Gualy826103711/11/2026added
Nathan C. Stading421104011/11/2026updated
Nathan E. Kenney815165111/11/2026added
Nathaniel J. Zawadzki780857111/11/2026updated
Nicholas A. Perfido657728511/11/2026updated
Nicholas B. Wanzer803053811/11/2026added
Nicholas F. Ferry769160211/11/2026updated
Nicholas Heckman585022911/11/2026updated
Nicholas Heisterkamp835907911/11/2026added
Nicholas P. Holzknecht830921911/11/2026added
Nicholas P. J. Grose711868911/11/2026updated

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