ADVISER MOVES

Sarah L. Persons has an LPL affiliation record; 1,296 affiliation changes

In observations dated November 11, 2026, Sarah L. Persons was listed with LPL Financial LLC. The 1,296 affiliation changes are registration-record findings, not verified job moves.

By Maya Chen··1 min read

Sarah L. Persons's registration observation dated November 11, 2026, lists an affiliation with LPL Financial LLC, with an approved New York registration shown as of November 10. These are affiliation-record findings, not confirmation of hiring or current employment.

The complete November 11 observation includes 1,296 affiliation changes: 320 added, 916 updated and 60 removed. Those categories count affiliation records; an update or removal does not establish a job change or departure.

Steven L. Worsham's Ameriprise Financial Services, LLC affiliation record reflects an address-suite change in Dover, Ohio, between the compared observations dated November 11, 2026. The same observation no longer lists Darin E. McLeish with Ameriprise and no longer lists George S. Marlow with UBS Financial Services Inc.; those removals do not establish that either adviser left the firm.

Adviser affiliation records

The appendix lists all 1,296 affiliation records on 11/11/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 951–975 of 1296. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Nicholas R. Drew567229611/11/2026updated
Nicholas R. Gearhart776589111/11/2026updated
Nick M. Bapis1196211/11/2026updated
Nick M. Bapis1196211/11/2026updated
Nicole Dresner777157811/11/2026added
Nicole J. Downing291393411/11/2026updated
Nicole S. Heffernan683689811/11/2026added
Nicole T. Forzano708228511/11/2026updated
Nicole V. Ness662506011/11/2026updated
Nirupam Kushalnagar833534711/11/2026added
Nita P. Singhal645988311/11/2026removed
Noah Boctor811942411/11/2026added
Noah Hochrun785068711/11/2026updated
Norman C. Garner490628211/11/2026updated
Nunzio Parlanti768780511/11/2026added
Oliver L. Dorn818712411/11/2026added
Omar Moustafa716318811/11/2026updated
Otto L. Rivera628775811/11/2026updated
Paige Williams595058511/11/2026updated
Pal Yang718606411/11/2026updated
Pamela G. Miller-Gonzales254348611/11/2026updated
Pang-Chi Fan827970811/11/2026updated
Parker Morris797371611/11/2026added
Patrick D. Callahan575529711/11/2026updated
Patrick McMahon673441311/11/2026updated

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