ADVISER MOVES

Sarah L. Persons has an LPL affiliation record; 1,296 affiliation changes

In observations dated November 11, 2026, Sarah L. Persons was listed with LPL Financial LLC. The 1,296 affiliation changes are registration-record findings, not verified job moves.

By Maya Chen··1 min read

Sarah L. Persons's registration observation dated November 11, 2026, lists an affiliation with LPL Financial LLC, with an approved New York registration shown as of November 10. These are affiliation-record findings, not confirmation of hiring or current employment.

The complete November 11 observation includes 1,296 affiliation changes: 320 added, 916 updated and 60 removed. Those categories count affiliation records; an update or removal does not establish a job change or departure.

Steven L. Worsham's Ameriprise Financial Services, LLC affiliation record reflects an address-suite change in Dover, Ohio, between the compared observations dated November 11, 2026. The same observation no longer lists Darin E. McLeish with Ameriprise and no longer lists George S. Marlow with UBS Financial Services Inc.; those removals do not establish that either adviser left the firm.

Adviser affiliation records

The appendix lists all 1,296 affiliation records on 11/11/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 76–100 of 1296. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Anne T. Gagnon308406211/11/2026updated
Annette N. Pejeau806943811/11/2026removed
Anthony D. Marks808664811/11/2026updated
Anthony K. Botley656928711/11/2026added
Anthony Mandia717453811/11/2026updated
Anthony R. Nakata236231711/11/2026updated
Anthony R. Ruiz769302611/11/2026updated
April M. Keil315718211/11/2026updated
Arabella J. Sargent792001811/11/2026added
Arcacia Biggers770993811/11/2026removed
Arcacia Biggers770993811/11/2026added
Aric E. H. Friend493985211/11/2026added
Arlene Menicucci602934711/11/2026updated
Arnaldo R. Zelada744909411/11/2026updated
Arsen D. Tujian742266511/11/2026added
Artem I. Rusakov742684111/11/2026updated
Arthur J. Walker691591511/11/2026removed
Arthur K. Francis81838811/11/2026updated
Ashley R. Potts564651111/11/2026updated
Ashley T. Brence757189911/11/2026updated
Ashley Williams795251811/11/2026updated
Ashley Y. Duran637499711/11/2026added
Ashlie N. Bessette833062211/11/2026added
Ashton P. Sutton743484311/11/2026added
Aubrey P. R. Williams785915511/11/2026updated

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