ADVISER MOVES

Sarah L. Persons has an LPL affiliation record; 1,296 affiliation changes

In observations dated November 11, 2026, Sarah L. Persons was listed with LPL Financial LLC. The 1,296 affiliation changes are registration-record findings, not verified job moves.

By Maya Chen··1 min read

Sarah L. Persons's registration observation dated November 11, 2026, lists an affiliation with LPL Financial LLC, with an approved New York registration shown as of November 10. These are affiliation-record findings, not confirmation of hiring or current employment.

The complete November 11 observation includes 1,296 affiliation changes: 320 added, 916 updated and 60 removed. Those categories count affiliation records; an update or removal does not establish a job change or departure.

Steven L. Worsham's Ameriprise Financial Services, LLC affiliation record reflects an address-suite change in Dover, Ohio, between the compared observations dated November 11, 2026. The same observation no longer lists Darin E. McLeish with Ameriprise and no longer lists George S. Marlow with UBS Financial Services Inc.; those removals do not establish that either adviser left the firm.

Adviser affiliation records

The appendix lists all 1,296 affiliation records on 11/11/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 1026–1050 of 1296. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Ricardo A. M. D. Lima836165511/11/2026added
Richard A. Brown662099311/11/2026added
Richard B. Aylen291077011/11/2026updated
Richard Bonavito122251211/11/2026updated
Richard C. Stainsby110751211/11/2026updated
Richard C. Stainsby110751211/11/2026removed
Richard J. Calabro200812011/11/2026updated
Richard J. West570780811/11/2026updated
Richard P. Grofsick666921411/11/2026removed
Richard S. Chambers566439811/11/2026updated
Richard T. Cervisi713591211/11/2026updated
Rigel L. Mathis655735711/11/2026updated
Riley King810251811/11/2026updated
Robert A. O'Brien510417011/11/2026updated
Robert Antonacci718693611/11/2026updated
Robert D. Smith274897511/11/2026updated
Robert Dennis515264811/11/2026updated
Robert DiNapoli730428111/11/2026updated
Robert E. Allison584688911/11/2026updated
Robert E. Silva425504411/11/2026updated
Robert F. Coon145394811/11/2026added
Robert H. Rosenthal254259711/11/2026updated
Robert J. Bukowski100545411/11/2026removed
Robert J. Douglass228912311/11/2026updated
Robert J. Grolbert531806811/11/2026updated

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