ADVISER MOVES

Sarah L. Persons has an LPL affiliation record; 1,296 affiliation changes

In observations dated November 11, 2026, Sarah L. Persons was listed with LPL Financial LLC. The 1,296 affiliation changes are registration-record findings, not verified job moves.

By Maya Chen··1 min read

Sarah L. Persons's registration observation dated November 11, 2026, lists an affiliation with LPL Financial LLC, with an approved New York registration shown as of November 10. These are affiliation-record findings, not confirmation of hiring or current employment.

The complete November 11 observation includes 1,296 affiliation changes: 320 added, 916 updated and 60 removed. Those categories count affiliation records; an update or removal does not establish a job change or departure.

Steven L. Worsham's Ameriprise Financial Services, LLC affiliation record reflects an address-suite change in Dover, Ohio, between the compared observations dated November 11, 2026. The same observation no longer lists Darin E. McLeish with Ameriprise and no longer lists George S. Marlow with UBS Financial Services Inc.; those removals do not establish that either adviser left the firm.

Adviser affiliation records

The appendix lists all 1,296 affiliation records on 11/11/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 1126–1150 of 1296. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Shane D. Pipher432380411/11/2026updated
Shane P. Brennan800709211/11/2026updated
Shannon B. Lashlee804263211/11/2026added
Shannon N. Montell553308011/11/2026updated
Shaun W. Heimann316517611/11/2026updated
Sheldon Frantz670425911/11/2026updated
Shelly A. Williams128349811/11/2026updated
Shera Miller545113611/11/2026added
Shrddha Singhi773848611/11/2026updated
Shrey Jain835265911/11/2026added
Smansa Chu462250811/11/2026updated
Sofia T. Mejia784378411/11/2026updated
Sonia A. Patel324825311/11/2026updated
Sonia Karia560489611/11/2026updated
Soonkwan Kwon663875011/11/2026updated
Spencer G. Luthin655612811/11/2026updated
Spencer J. Herzog778728611/11/2026updated
Spencer R. Potter833458211/11/2026added
Stacey A. Nickens510077111/11/2026updated
Staci E. Goins515292411/11/2026updated
Stephanie W. Littleton647234511/11/2026updated
Stephen B. Young807818711/11/2026updated
Stephen F. Cocco507893011/11/2026updated
Stephen M. Dzialo781761811/11/2026updated
Stephen P. Whitman144871611/11/2026added

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