ADVISER MOVES

Sarah L. Persons has an LPL affiliation record; 1,296 affiliation changes

In observations dated November 11, 2026, Sarah L. Persons was listed with LPL Financial LLC. The 1,296 affiliation changes are registration-record findings, not verified job moves.

By Maya Chen··1 min read

Sarah L. Persons's registration observation dated November 11, 2026, lists an affiliation with LPL Financial LLC, with an approved New York registration shown as of November 10. These are affiliation-record findings, not confirmation of hiring or current employment.

The complete November 11 observation includes 1,296 affiliation changes: 320 added, 916 updated and 60 removed. Those categories count affiliation records; an update or removal does not establish a job change or departure.

Steven L. Worsham's Ameriprise Financial Services, LLC affiliation record reflects an address-suite change in Dover, Ohio, between the compared observations dated November 11, 2026. The same observation no longer lists Darin E. McLeish with Ameriprise and no longer lists George S. Marlow with UBS Financial Services Inc.; those removals do not establish that either adviser left the firm.

Adviser affiliation records

The appendix lists all 1,296 affiliation records on 11/11/2026. These entries describe affiliation records; they do not establish hiring or departure dates, and an adviser may appear more than once.

Showing rows 1151–1175 of 1296. The CSV contains the complete table.

AdviserIndividual CRDObservedAffiliation change
Steve E. Tremblay522500011/11/2026updated
Steven A. Aichinger563990211/11/2026updated
Steven D. Franco673127911/11/2026updated
Steven G. Wachs102580311/11/2026added
Steven J. Miller261634911/11/2026updated
Steven L. Worsham477080411/11/2026updated
Steven Lee487732911/11/2026updated
Steven Swistak508350211/11/2026updated
Summer L. Miller420815811/11/2026removed
Sunshine G. Maroney735643311/11/2026updated
Susan C. Testa406258511/11/2026updated
Sydney B. Corley794740711/11/2026added
Sydney Pewitt820486611/11/2026updated
Tabitha Bach664307911/11/2026added
Tacuma Alexander661615111/11/2026updated
Talbot C. Quintero595923211/11/2026removed
Talia Z. Gersch483940411/11/2026updated
Tanner F. Howell810882111/11/2026updated
Taylor Hoelscher821714911/11/2026updated
Tenzing W. Tsognyi421880911/11/2026updated
Teresa M. Garrett422426511/11/2026updated
Terrence D. Wittman426884011/11/2026added
Terrence Newman222973311/11/2026updated
Terresa G. T. Pratt305023511/11/2026updated
Terry W. Stogsdill613351711/11/2026updated

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