FIRM EXITS
Prosperity Financial Planning among 25 firm feed absences
On November 11, 2026, 25 firm feed absences were observed in the compared ADV feed. Prosperity Financial Planning LLC and Worth Financial Group Inc. were not observed in their state feed; this does not establish that either firm closed or deregistered.
By Maya Chen·Edition ·1 min read
The compared ADV feed showed 25 firm feed absences on November 11, 2026. That is the complete count of absence records for the day, not a count of distinct firms.
Prosperity Financial Planning LLC and Worth Financial Group Inc. were among the named examples not observed in the state feed on November 11. A feed absence alone does not establish closure, deregistration or withdrawal.
Feed absence records
The daily observation count was 25 on November 11, 2026.
ADV feed absence records
The appendix lists all 25 firm feed absence records on 11/11/2026. The absence is limited to the compared ADV feed and does not establish closure or withdrawal.
| Firm | Firm CRD | Observed | Observation |
|---|---|---|---|
| Ambrose Wealth Management, Inc. | 269838 | 11/11/2026 | Absent from compared ADV feed |
| Brazos Valley Comprehensive Financial Services, L.l.c | 122251 | 11/11/2026 | Absent from compared ADV feed |
| Chcc Global Services LLC | 289762 | 11/11/2026 | Absent from compared ADV feed |
| Compass Financial LLC | 341067 | 11/11/2026 | Absent from compared ADV feed |
| Double Eagle Wealth Management LLC | 330398 | 11/11/2026 | Absent from compared ADV feed |
| Edgemont Advisors, LLC | 155143 | 11/11/2026 | Absent from compared ADV feed |
| Expand Financial Group, LLC | 293160 | 11/11/2026 | Absent from compared ADV feed |
| Fuller Capital Management, LLC | 115265 | 11/11/2026 | Absent from compared ADV feed |
| Global Financial Advisors I, LP | 132406 | 11/11/2026 | Absent from compared ADV feed |
| Green & Deckert LLC | 299006 | 11/11/2026 | Absent from compared ADV feed |
| Harbour Island Capital Management, LLC | 340637 | 11/11/2026 | Absent from compared ADV feed |
| Herndon Plant Oakley Ltd. | 44971 | 11/11/2026 | Absent from compared ADV feed |
| KB Financial Advisors LLC | 134374 | 11/11/2026 | Absent from compared ADV feed |
| Keener, Harry Alan | 117141 | 11/11/2026 | Absent from compared ADV feed |
| New Day Wealth Management, LLC | 327224 | 11/11/2026 | Absent from compared ADV feed |
| O'CONNELL, Thomas, Francis | 292181 | 11/11/2026 | Absent from compared ADV feed |
| Panteles Advisors, LLC | 322676 | 11/11/2026 | Absent from compared ADV feed |
| Pathway Wealth Management, LLC | 283774 | 11/11/2026 | Absent from compared ADV feed |
| Prosperity Financial Planning LLC | 336596 | 11/11/2026 | Absent from compared ADV feed |
| Quantact Capital Advisors LLC | 168360 | 11/11/2026 | Absent from compared ADV feed |
| Rabbanian Financial Planning, Inc. | 114395 | 11/11/2026 | Absent from compared ADV feed |
| Springboard Financial Services LLC | 323793 | 11/11/2026 | Absent from compared ADV feed |
| Thieman Investment & Retirement Services, LLC | 291460 | 11/11/2026 | Absent from compared ADV feed |
| Wealthportrait Financial LLC | 314459 | 11/11/2026 | Absent from compared ADV feed |
| Worth Financial Group Inc. | 13478 | 11/11/2026 | Absent from compared ADV feed |