FIRM EXITS
Charlton Management not observed in SEC feed; 6 firm feed absences
On 11/12/2026, Charlton Management, LLC was not observed in the compared SEC feed. The selected-period roster lists 6 firm feed absences that day; feed absence does not establish closure or deregistration.
By Maya Chen·Edition ·1 min read
Charlton Management, LLC was not observed in the compared SEC feed on 11/12/2026. The complete selected-period roster lists 6 firm feed absences for that date.
The same roster lists Red Lady Capital, LLC and Aurora Systematic Capital LLC as not observed in the compared state feed, while Keystone Imperial LLC was not observed in the SEC feed. These feed observations do not establish that a firm closed, deregistered or withdrew.
ADV feed absence records
The appendix lists all 6 firm feed absence records on 11/12/2026. The absence is limited to the compared ADV feed and does not establish closure or withdrawal.
| Firm | Firm CRD | Observed | Observation |
|---|---|---|---|
| Aurora Systematic Capital LLC | 340611 | 11/12/2026 | Absent from compared ADV feed |
| Charlton Management, LLC | 341804 | 11/12/2026 | Absent from compared ADV feed |
| Keystone Imperial LLC | 338785 | 11/12/2026 | Absent from compared ADV feed |
| Quant Alpha Decisions LLC | 339893 | 11/12/2026 | Absent from compared ADV feed |
| Red Lady Capital, LLC | 159840 | 11/12/2026 | Absent from compared ADV feed |
| Weinand Financial, Inc. | 328590 | 11/12/2026 | Absent from compared ADV feed |