TEAM MOVES

Morgan Stanley pattern includes 13 people; 4 potential adviser groups

Registration records observed Nov. 12 showed a potential affiliation pattern involving 13 people and Morgan Stanley. The complete roster lists 4 potential adviser groups; the records do not confirm team moves.

By Daniel Mercer·Edition ·1 min read

Registration records observed Nov. 12 showed a potential affiliation pattern involving 13 people and Morgan Stanley. The pattern is not confirmation that a coordinated team or any individual moved firms, and the records do not establish employment dates.

A separate pattern involving Osaic Wealth, Inc. and Select Wealth Partners included 10 people in the observed records. The complete roster lists 4 potential adviser groups observed that day. These are registration patterns, not verified team transfers or complete team rosters.

Potential adviser groups

The appendix lists all 4 potential affiliation groups on 11/12/2026 within the 11/12/2026–11/12/2026 source window. These entries describe potential affiliation patterns, not confirmed team transfers; names may be partial.

ObservedOrigin firm CRDDestination firm CRDObserved advisersSource-listed advisersClassification
11/12/20262313134402410Randolph S. Clark; Diane V. Lindsay; Senta L. Curran; Sandeepkumar M. Patel; Roger A. Pikul; Darren T. McCarthy; Daniel L. Vobroucek; Evan Kirsch; Evan Kowalczyk; Robert A. HowerterPotential affiliation group; not a confirmed team transfer
11/12/2026769114977713David P. Nahm; Michael Steelman; Eric Aguirre; David Henesey; John Coon; Rial Barnett; Diane Coon; Jonathan Leach; Ryan Moore; Alan Wong; Mary T. Guhin; Lauren K. Steinbruner; Jason LopezPotential affiliation group; not a confirmed team transfer
11/12/20267053231352John S. Sumner; Harriet C. BrucePotential affiliation group; not a confirmed team transfer
11/12/20267981743Mark T. Rehms; Damon Chinn; Kelley A. HartPotential affiliation group; not a confirmed team transfer

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