TEAM MOVES

Schwab and Wells Fargo Records Show Two Affiliation Groups

September 18–20 records show 27 potential affiliation groups. Two selected patterns involve related Schwab and Wells Fargo firms; they do not establish coordinated moves or shared adviser branches.

By Daniel Mercer·Edition ·3 min read

Records for September 18–20, 2026, identify 27 potential adviser affiliation groups: eight observed September 18 and 19 observed September 19. These are patterns in registration records, rather than confirmed recruiting departures.

One selected pattern contains nine advisers associated with Charles Schwab & Co., Inc. and Schwab Wealth Advisory, Inc. The source lists 425 Market Street, 17th floor, in San Francisco as a firm business address. It is not evidence that all nine advisers work at that branch. These are related firms; the records do not establish an independent recruiting win or a coordinated team transfer.

A second pattern contains 16 advisers linked to Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC. The source lists One North Jefferson Avenue in St. Louis as a firm business address. That address does not establish a shared individual office or adviser branch. The pattern involves related firms and does not confirm a coordinated departure or independent recruiting transaction.

The advisers in the selected groups

The selected Schwab group contains 9 advisers. Its underlying affiliation observations run from 09/05/2026 through 09/19/2026; September 19 is the date the pattern was observed, not a common employment start date. The selected names are listed below.

AdviserRelated-firm pattern
Cade Rockwell SteenSchwab firms
Mathew Red Hawk ThomsenSchwab firms
Anne M SchwabSchwab firms
John C GarrisonSchwab firms
Sebastian Galindo SosaSchwab firms
Matthew RiceSchwab firms
Laura Sammons LightbournSchwab firms
Gregory Lucas DuracinskiSchwab firms
Jacob Judd AlbersSchwab firms

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The selected Wells Fargo group contains 16 advisers. Its underlying affiliation observations run from 09/09/2026 through 09/19/2026; September 19 is the date the pattern was observed, not a common employment start date. The selected names are listed below.

AdviserRelated-firm pattern
Yevett Tonja Louise MaramanWells Fargo firms
Keith GandyWells Fargo firms
Michael John CampoamorWells Fargo firms
Ian Michael TreacherWells Fargo firms
Christopher George LundbergWells Fargo firms
Nicholas Steve StavrakisWells Fargo firms
Attila SzalayWells Fargo firms
Christine Marie ProctorWells Fargo firms
Karen Ann BlanchardWells Fargo firms
Richard R JarmanWells Fargo firms
Isaac Deter RankinWells Fargo firms
Julia Gloyd BuchananWells Fargo firms
Jennifer Elise LewisWells Fargo firms
Emily Maney VanhilleWells Fargo firms
Grant David CherryWells Fargo firms
Zachary James BuchananWells Fargo firms

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The rosters identify the people in these two selected affiliation patterns, not verified team membership. Their underlying observation dates span several days; neither a shared firm address nor a shared pattern date establishes a common hiring date.

Complete record list

The full-period list contains 27 records. The homepage breakdown covers the complete list: Sep 18 (8); Sep 19 (19).

All 27 records observed from 09/18/2026 through 09/20/2026, including the examples discussed above. These are potential affiliation groups, not confirmed coordinated team transfers. Source-listed names can be partial when indicated.

Showing rows 26–27 of 27. The CSV contains the complete table.

ObservedOrigin firm CRDDestination firm CRDObserved advisersSource-listed advisersClassification
09/19/202619616110256Isaac D. Rankin; Julia G. Buchanan; Jennifer E. Lewis; Emily M. Vanhille; Grant D. Cherry; Zachary J. BuchananPotential affiliation group; not a confirmed team transfer
09/19/202625063633Cristina Montenegro; Megan Frye; Alex M. ChristensenPotential affiliation group; not a confirmed team transfer

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