Trigram and Roath Capital Appear in New ADV Records

Daily ADV records showed 34 additions over September 18–20, 2026: 14 observed on Friday and 20 on Saturday. These are additions to the regulatory records, rather than a verified count of new businesses or new filings. A firm can enter one reporting file while already appearing in another.

Trigram Partners LLC appeared in the SEC reporting file on September 19 with a reported registration date of September 18. Its record identifies it as an exempt reporting adviser, with file number 802-137550 and a limited liability company structure. Exempt reporting adviser status should not be described as SEC registration. The record lists trigram.substack.com as its website.

Roath Capital Advisory LLC appeared in the state reporting file on September 19. Its profile identifies Florida as the registration jurisdiction and reports a registration date of September 18. It reported one employee, zero clients, zero accounts and zero regulatory AUM. Its listed website is a LinkedIn company page, and its organization is a limited liability company.

The reported figures distinguish the two selected records. Trigram did not report client, account, employee or regulatory AUM figures in this observation. Missing figures are different from Roath Capital’s explicit zero values. They do not establish that Trigram has no assets, and Roath Capital’s figures apply to the record rather than every possible business activity.

The observed addition date and the reported registration date answer different questions. Both selected firms appeared in the September 19 records and carry a September 18 registration date, while Roath Capital’s latest filing date is reported as September 10. Those dates should be kept separate; none establishes when the firm began serving clients. The two profiles are selected examples from the period’s 34 record additions.

Complete record list

The full-period list contains 34 records. The homepage breakdown covers the complete list: Fri, Sep 18 (14); Sat, Sep 19 (20).

All 34 records observed from 09/18/2026 through 09/20/2026, including the examples discussed above. Appearance in the compared ADV feed does not establish a business formation or regulatory approval.