FIRMS
Capital Gains Advisory reports $1 million in AUM
Its Sept. 20 filing lists $1 million in regulatory AUM, compared with $0 in a filing dated Sept. 13.
By Maya Chen·Edition ·1 min read
1firms with verified AUM changes
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- CAPITAL GAINS ADVISORY
Selected largest dollar changes · all qualifying firms in the article table. Reported differences do not measure asset flows.
Capital Gains Advisory reported $1 million in regulatory AUM in a filing dated Sept. 20, 2026. Its prior filing, dated Sept. 13, 2026, listed $0. The difference was observed Sept. 21, 2026.
The filings show reported amounts, not asset flows, and do not tell us why the amount changed or when any change occurred.
All firms with verified reported AUM changes
Complete qualifying firm list for observations Sep 21, 2026. Dollar and percentage changes compare reported Form ADV amounts; they do not measure flows. 1 comparisons without two exact reported amounts are excluded.
| Firm | CRD | Previous reported AUM (USD) | Latest reported AUM (USD) | Change (USD) | Change (%) | Previous filing | Latest filing | Observed |
|---|---|---|---|---|---|---|---|---|
| Capital Gains Advisory | 343790 | 0 USD | 1,000,000 USD | 1,000,000 USD | Not applicable (previous AUM zero) | 09/13/2026 | 09/20/2026 | 09/21/2026 |