157 daily firm filing observations appeared on 09/23/2026
The observations included 155 Part 1 filings, 88 Part 2 brochures and 59 client relationship summaries. Those category counts overlap; one firm can appear in more than one category.
By Maya Chen·Edition ·2 min read
A total of 157 daily firm filing observations appeared on 09/23/2026. The observed categories included 155 Part 1 filings, 88 Part 2 brochures and 59 client relationship summaries. These are overlapping categories, not separate counts of firms: a firm could appear in more than one.
Columbia Management Investment Advisers, LLC appeared in all three document categories in the 09/23/2026 observations. Its listed brochure title was “CMIA LLC PART 2A BROCHURE 23 SEPTEMBER, 2026 (FINAL).” The category observations do not establish that the documents’ contents changed.
Morgan Stanley Investment Management Limited appeared in the Part 1 category on 09/23/2026. The observation identifies that document category, but does not provide additional detail about the document’s contents.
Farallon Capital Management, L.L.C. also appeared in the Part 1 category in the 09/23/2026 observations. The record identifies no Part 2 brochure or client relationship summary category for the firm in this observation.
Ballentine Partners appeared in two categories: Part 1 and client relationship summary. The observation date was 09/23/2026; the record does not establish whether either document’s text changed.
Foundations Investment Advisors LLC appeared in all three categories on 09/23/2026. Its listed brochure title was “FOUNDATIONS FORM ADV PART 2A AS OF SEPT 23 2026.” The record provides the title and categories, not evidence of substantive changes to the documents.
The date attached to these records is an observation date. It does not establish when a firm submitted a filing or when a regulator processed it. The total counts filing observations, not unique firms across multiple days or verified edits to documents.
Complete record list
The full-period list contains 157 records. The homepage breakdown covers the complete list: Part 1 (155); Part 2 brochure (88); Client relationship summary (59).
All 157 records observed from 09/23/2026 through 09/23/2026, including the examples discussed above. A firm can file multiple document types. An observation of a filing does not itself prove a substantive document change.
Showing rows 26–50 of 157. The CSV contains the complete table.
| Firm | Firm CRD | Observed | Documents filed | Reported regulatory AUM (USD) |
|---|---|---|---|---|
| Bossert Capital LLC | 285572 | 09/23/2026 | Part 1; Part 2 brochure | 16,704,444 USD |
| Bradesco Global Advisors | 134416 | 09/23/2026 | Part 1; Form CRS | 181,543,478 USD |
| Brentview Investment Management, LLC | 300409 | 09/23/2026 | Part 1; Part 2 brochure | 265,661,976 USD |
| Brown Venture Group LLC | 344266 | 09/23/2026 | Part 1 | Not reported |
| Building Wealth Financial Advisory LLC | 339948 | 09/23/2026 | Part 1; Part 2 brochure | Not reported |
| Burkholder Wealth Management | 305300 | 09/23/2026 | Part 1; Form CRS | 379,869,603 USD |
| Capital Standard LLC | 306954 | 09/23/2026 | Part 1 | Not reported |
| Capstone Investment Group | 159918 | 09/23/2026 | Part 1; Part 2 brochure; Form CRS | 342,736,000 USD |
| Carry Advisors LLC | 323620 | 09/23/2026 | Part 1; Form CRS | 180,909,997 USD |
| Catalyst Financial Partners | 299335 | 09/23/2026 | Part 1; Form CRS | 1,722,297,612 USD |
| Chronometer Partners LP | 339929 | 09/23/2026 | Part 1 | 308,447,340 USD |
| Cincinnati Asset Management Inc. | 104946 | 09/23/2026 | Part 1; Part 2 brochure; Form CRS | 2,531,546,094 USD |
| City Center Advisors, LLC | 203513 | 09/23/2026 | Part 1; Part 2 brochure; Form CRS | 187,067,948 USD |
| Clairalpha Advisors LLC | 342087 | 09/23/2026 | Part 2 brochure | 3,736,654 USD |
| Columbia Cent Clo Advisers, LLC | 310864 | 09/23/2026 | Part 1 | 2,995,750,368 USD |
| Columbia Management Investment Advisers, LLC | 108257 | 09/23/2026 | Part 1; Part 2 brochure; Form CRS | 502,404,181,723 USD |
| Compass Capital Corporation | 112323 | 09/23/2026 | Part 1; Part 2 brochure; Form CRS | 695,480,382 USD |
| Corgi Strategies, LLC | 337985 | 09/23/2026 | Part 1; Part 2 brochure | 799,330,000 USD |
| Couture Financial Inc. | 134303 | 09/23/2026 | Part 1; Part 2 brochure | 29,993,242 USD |
| Crescent Real Estate LLC | 158397 | 09/23/2026 | Part 1; Part 2 brochure | 5,113,386,114 USD |
| Drogheda Capital LLC | 344714 | 09/23/2026 | Part 1 | Not reported |
| Dundee Capital Management LLC | 343169 | 09/23/2026 | Part 1; Part 2 brochure | Not reported |
| Dyer Private Wealth Management | 335655 | 09/23/2026 | Part 1; Part 2 brochure | 57,249 USD |
| Echo45 Advisors LLC | 307265 | 09/23/2026 | Part 1; Form CRS | 227,385,600 USD |
| Ecio, Inc. | 301432 | 09/23/2026 | Part 1; Form CRS | 395,623,696 USD |