157 daily firm filing observations appeared on 09/23/2026
The observations included 155 Part 1 filings, 88 Part 2 brochures and 59 client relationship summaries. Those category counts overlap; one firm can appear in more than one category.
By Maya Chen·Edition ·2 min read
A total of 157 daily firm filing observations appeared on 09/23/2026. The observed categories included 155 Part 1 filings, 88 Part 2 brochures and 59 client relationship summaries. These are overlapping categories, not separate counts of firms: a firm could appear in more than one.
Columbia Management Investment Advisers, LLC appeared in all three document categories in the 09/23/2026 observations. Its listed brochure title was “CMIA LLC PART 2A BROCHURE 23 SEPTEMBER, 2026 (FINAL).” The category observations do not establish that the documents’ contents changed.
Morgan Stanley Investment Management Limited appeared in the Part 1 category on 09/23/2026. The observation identifies that document category, but does not provide additional detail about the document’s contents.
Farallon Capital Management, L.L.C. also appeared in the Part 1 category in the 09/23/2026 observations. The record identifies no Part 2 brochure or client relationship summary category for the firm in this observation.
Ballentine Partners appeared in two categories: Part 1 and client relationship summary. The observation date was 09/23/2026; the record does not establish whether either document’s text changed.
Foundations Investment Advisors LLC appeared in all three categories on 09/23/2026. Its listed brochure title was “FOUNDATIONS FORM ADV PART 2A AS OF SEPT 23 2026.” The record provides the title and categories, not evidence of substantive changes to the documents.
The date attached to these records is an observation date. It does not establish when a firm submitted a filing or when a regulator processed it. The total counts filing observations, not unique firms across multiple days or verified edits to documents.
Complete record list
The full-period list contains 157 records. The homepage breakdown covers the complete list: Part 1 (155); Part 2 brochure (88); Client relationship summary (59).
All 157 records observed from 09/23/2026 through 09/23/2026, including the examples discussed above. A firm can file multiple document types. An observation of a filing does not itself prove a substantive document change.
Showing rows 76–100 of 157. The CSV contains the complete table.
| Firm | Firm CRD | Observed | Documents filed | Reported regulatory AUM (USD) |
|---|---|---|---|---|
| Ineffable Ventures LLC | 329300 | 09/23/2026 | Part 1 | Not reported |
| Integrated Advisors Network LLC | 171991 | 09/23/2026 | Part 1; Part 2 brochure; Form CRS | 5,522,561,843 USD |
| Investments Plus LLC | 306040 | 09/23/2026 | Part 1; Part 2 brochure | 37,300,000 USD |
| Johnston Investment Counsel, Ltd. | 109726 | 09/23/2026 | Part 1; Part 2 brochure; Form CRS | 124,954,747 USD |
| Kortenkamp, Joshua F | 322425 | 09/23/2026 | Part 1; Part 2 brochure | 13,500,000 USD |
| L & S Advisors, Inc. | 140923 | 09/23/2026 | Part 1; Part 2 brochure | 1,163,055,017 USD |
| L 1 Global Wealth LLC | 337213 | 09/23/2026 | Part 1; Part 2 brochure; Form CRS | 2,810,167,033 USD |
| Legacy Partners Financial Group, LLC | 137025 | 09/23/2026 | Part 1; Form CRS | 107,628,538 USD |
| Lifelong Advisory Corp. | 336441 | 09/23/2026 | Part 1; Part 2 brochure | Not reported |
| Lund Capital Management LLC | 325897 | 09/23/2026 | Part 1 | 1,000,000 USD |
| Maine Advisory Associates | 311679 | 09/23/2026 | Part 1; Part 2 brochure; Form CRS | 116,549,001 USD |
| Margin Advisory Group LLC | 341653 | 09/23/2026 | Part 1; Part 2 brochure | Not reported |
| Meira Wealth | 108648 | 09/23/2026 | Part 1; Form CRS | 317,822,212 USD |
| MJ Capital Management LLC | 340226 | 09/23/2026 | Part 1; Part 2 brochure | Not reported |
| Morgan Stanley Investment Management Limited | 105922 | 09/23/2026 | Part 1 | 174,539,375,039 USD |
| Mosaic FI LLC | 169670 | 09/23/2026 | Part 1; Part 2 brochure; Form CRS | 112,808,698 USD |
| Motley Fool Asset Management | 149688 | 09/23/2026 | Part 1 | 2,603,671,290 USD |
| Nubian Square Investment Advisors, LLC | 315955 | 09/23/2026 | Part 1; Part 2 brochure | 12,990,723 USD |
| Oak Road Wealth Management | 284446 | 09/23/2026 | Part 1; Part 2 brochure | 80,071,959 USD |
| Obra Capital Management, Llc. | 155231 | 09/23/2026 | Part 1 | 5,746,830,885 USD |
| Obra Fund Management, LLC | 328207 | 09/23/2026 | Part 1 | 71,644,067 USD |
| Occidental Asset Management, LLC | 168650 | 09/23/2026 | Part 1; Form CRS | 1,071,771,428 USD |
| Optometry Wealth Advisors LLC | 317286 | 09/23/2026 | Part 1; Part 2 brochure | 7,887,436 USD |
| Overture Wealth Management | 333613 | 09/23/2026 | Part 1; Part 2 brochure | 13,910,276 USD |
| Oxford Harriman Private Wealth Management | 340313 | 09/23/2026 | Part 1 | Not reported |