ADV disclosures: 155 daily firm filing observations appeared in records observed September 24, 2026

The full-day count

Records observed for September 24, 2026, included 155 daily firm filing observations. That is the complete count for the date covered here, and the unit is firm filing observations—not individual documents. The observation date tells readers when the records were observed; it does not establish when firms submitted filings or when a regulator processed them.

The category counts were 155 Part 1 observations, 90 Part 2 brochure observations and 66 client relationship summary observations. These categories overlap, so the three figures describe category appearances rather than separate, non-overlapping groups. The counts are specific to records observed for September 24, 2026.

Firms represented in the observations

Captrust had Part 1 and client relationship summary categories observed for the date. Neuberger Berman Investment Advisers LLC had the same two categories observed. Those records identify the categories present in the observations; they do not establish that the firms made substantive changes to the documents.

Vanguard Advisers, Inc. appeared in all three categories: Part 1, Part 2 brochure and client relationship summary. The observed Part 2 brochure entry names Vanguard Digital Advisor and Vanguard Personal Advisor. The category listing does not establish that either brochure’s content changed.

Merrill Lynch, Pierce, Fenner & Smith Incorporated and Amova Asset Management Co., Ltd. each had a Part 1 category observed. The selected records do not list a Part 2 brochure or client relationship summary category for either firm. This is a description of the observed categories, not a conclusion about other filings or the firms’ documents outside this record.

Together, these examples show why the category counts and the firm-level observations should be read as records of what appeared on the stated date. A category’s appearance does not prove a substantive document update, and the date does not supply a filing-submission or regulatory-processing date. The complete count remains 155 daily firm filing observations, while the category figures describe overlapping categories.

Selected firm records

Complete record list

The full-period list contains 155 records. The homepage breakdown covers the complete list: Part 1 (155); Part 2 brochure (90); Client relationship summary (66).

The list below includes all 155 records observed on 09/24/2026. A firm can file multiple document types. An observation of a filing does not itself prove a substantive document change.