FIRM EXITS

ADV firm feed absences total 59 for Sep 25–27, 2026, led by 33 on Sep 25

A three-day review of ADV feeds found 59 firm feed absences, with the largest daily count on Sep 25. The observations do not establish closures or deregistrations.

By Claire Bennett··2 min read

Firm feed absences in compared ADV feeds

A total of 59 firm feed absences were recorded across ADV feeds for the period Sep 25–27, 2026, according to records observed on Sep 27. The count includes observations from both SEC and state feeds, and reflects feed absence records rather than distinct firms.

Daily counts show 33 absences on Sep 25, 24 on Sep 26, and 2 on Sep 27. The Sep 27 count of 2 is the lowest of the three days, but the data does not indicate a trend.

Among the named examples, Emerald Bay Advisors LLC (CRD 324480) was not observed in the state feed on Sep 25, and Redfish Capital Management LLC (CRD 323348) was not observed in the state feed on Sep 26. On Sep 25, the state feed also did not include Harris Financial Services, Inc. (CRD 113275), Stability Partners Advisory Group, LLC LLC (CRD 165880), and Kuhn Wealth Management Inc. (CRD 168727). The SEC feed on Sep 25 did not include Sachetta, LLC LLC (CRD 145713), Maze Investments, LLC LLC (CRD 153913), and Harspring Capital Management, LLC LLC (CRD 170882).

FirmCRDFeedDateObservation
Emerald Bay Advisors LLC324480StateSep 25, 2026Not observed in feed
Redfish Capital Management LLC323348StateSep 26, 2026Not observed in feed
Harris Financial Services, Inc.113275StateSep 25, 2026Not observed in feed
Sachetta, LLC145713SECSep 25, 2026Not observed in feed
Maze Investments, LLC153913SECSep 25, 2026Not observed in feed
Stability Partners Advisory Group, LLC165880StateSep 25, 2026Not observed in feed
Kuhn Wealth Management Inc.168727StateSep 25, 2026Not observed in feed
Harspring Capital Management, LLC170882SECSep 25, 2026Not observed in feed

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These absences are observations from the compared feeds, not proof of closure, deregistration, or withdrawal. A state-feed absence, for example, does not speak to a firm's SEC records or its business status. The data also does not confirm whether a firm is newly formed or has moved between registration types.

The daily counts are shown in the chart accompanying this article, with Sep 25 representing the largest single-day total. The complete record list for the period is available for download.

Complete record list

The full-period list contains 59 records. The homepage breakdown covers the complete list: Sep 25 (33); Sep 26 (24); Sep 27 (2).

The list below includes all 59 records observed from 09/25/2026 through 09/27/2026. Absence from the compared ADV feed does not establish closure or a withdrawal.

Showing rows 26–50 of 59. The CSV contains the complete table.

FirmFirm CRDObservedObservation
Kuhn Wealth Management Inc.16872709/25/2026Absent from compared ADV feed
Liberty Wealth Management, LLC31718509/26/2026Absent from compared ADV feed
Liberty Wealth Management, LLC31718509/26/2026Absent from compared ADV feed
Lionscrest Bahamas GP Ltd.32556609/25/2026Absent from compared ADV feed
Lionscrest Bahamas GP Ltd.32556609/25/2026Absent from compared ADV feed
Madison Capital Partners Corporation16033409/27/2026Absent from compared ADV feed
Marin Wealth Advisors LLC12323709/26/2026Absent from compared ADV feed
Marin Wealth Advisors LLC12323709/26/2026Absent from compared ADV feed
Maze Investments, LLC15391309/25/2026Absent from compared ADV feed
Maze Investments, LLC15391309/25/2026Absent from compared ADV feed
Meghalaya Partners, L.P.22661509/25/2026Absent from compared ADV feed
Misaki Capital Inc.28230809/25/2026Absent from compared ADV feed
Monument Wealth, Inc.33380809/26/2026Absent from compared ADV feed
Monument Wealth, Inc.33380809/26/2026Absent from compared ADV feed
Pinetree Advisors Corp.29927509/26/2026Absent from compared ADV feed
Pinetree Advisors Corp.29927509/26/2026Absent from compared ADV feed
QVR LLC28835709/25/2026Absent from compared ADV feed
QVR LLC28835709/25/2026Absent from compared ADV feed
Randall Wealth Advisors, LLC28325409/25/2026Absent from compared ADV feed
Redfish Capital Management LLC32334809/26/2026Absent from compared ADV feed
Redfish Capital Management LLC32334809/26/2026Absent from compared ADV feed
Sabre Asset Management LLC28888909/25/2026Absent from compared ADV feed
Sabre Asset Management LLC28888909/25/2026Absent from compared ADV feed
Sachetta, LLC14571309/25/2026Absent from compared ADV feed
Sage Trading Collective, LLC33748109/25/2026Absent from compared ADV feed

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