M&A

24 merger-related ADV-W withdrawal filings all cite sold, acquired or merged

Every one of the 24 merger-related Form ADV-W withdrawal filings in September 2026 cited "sold, acquired or merged" as the reason; no verified transaction announcement was found for the named firms.

By Claire Bennett··1 min read

Advisers filed 24 merger-related Form ADV-W withdrawal filings between September 1 and September 30, 2026, and all 24 cited "sold, acquired or merged" as the reason for leaving registration. The reasons are the filers' own statements; they do not, on their own, confirm that a sale, acquisition or merger was completed.

The merger-related withdrawals sat within a complete September 2026 Form ADV-W archive of 69 filings. The counts describe filings rather than unique transactions, so one filing does not necessarily equal one deal.

None of the month's filings came with a verified transaction announcement. The monthly transaction research lists no verified announcement for any firm named in the September filings, including Stillwater Capital Advisors, LLC, Opes Wealth Management, LLC and U.S. Capital Wealth Advisors, LLC. That absence does not by itself establish that no transaction occurred.

The month's numbers carry further limits: filing counts do not establish unique deal counts, and withdrawal filings do not show asset or client transfers, business closures or the outcome of any transaction.

Complete merger-related filing list

All 24 matching filings from the complete 69-filing September 2026 archive. Filing dates and reported reasons are distinct from transaction announcement dates and business outcomes.

AdviserCRDFiledWithdrawal scopeFiler-reported reasonReported transaction detailsAnnouncement dateM&A source
Arbor Capital Management Inc.11136209/14/2026fullFirm sold, acquired, or merged with another investment adviser firmNo verified announcement foundNot reported—
Banyan Global Investment Advisors, LLC28326409/30/2026fullFirm sold, acquired, or merged with another investment adviser firmNo verified announcement foundNot reported—
Barrier Capital Management, LLC31229409/22/2026fullFirm sold, acquired, or merged with another investment adviser firmNo verified announcement foundNot reported—
Brave Family Advisors10851209/17/2026fullFirm sold, acquired, or merged with another investment adviser firmNo verified announcement foundNot reported—
Evoke Advisors30085609/04/2026fullFirm sold, acquired, or merged with another investment adviser firmNo verified announcement foundNot reported—
Financial Planning Associates, LLC15940409/16/2026fullFirm sold, acquired, or merged with another investment adviser firmNo verified announcement foundNot reported—
Harvest Investment Consultants LLC11025809/29/2026fullFirm sold, acquired, or merged with another investment adviser firmNo verified announcement foundNot reported—
High Falls Advisors, Inc.10867809/30/2026fullFirm sold, acquired, or merged with another investment adviser firmNo verified announcement foundNot reported—
Iam Advisory LLC30549209/17/2026fullFirm sold, acquired, or merged with another investment adviser firmNo verified announcement foundNot reported—
Northern Capital Retirement Services, Inc.16332709/30/2026fullFirm sold, acquired, or merged with another investment adviser firmNo verified announcement foundNot reported—
Opes Wealth Management, LLC29970409/17/2026fullFirm sold, acquired, or merged with another investment adviser firmNo verified announcement foundNot reported—
Pinnacle Wealth Management, LLC31557809/09/2026fullFirm sold, acquired, or merged with another investment adviser firmNo verified announcement foundNot reported—
Plum Pointe Wealth Management33261809/02/2026fullFirm sold, acquired, or merged with another investment adviser firmNo verified announcement foundNot reported—
Sachetta, LLC14571309/23/2026fullFirm sold, acquired, or merged with another investment adviser firmNo verified announcement foundNot reported—
Sapphire Blue Investment Partners29160909/28/2026fullFirm sold, acquired, or merged with another investment adviser firmNo verified announcement foundNot reported—
Socha Financial Group, LLC29926309/14/2026fullFirm sold, acquired, or merged with another investment adviser firmNo verified announcement foundNot reported—
Stillwater Capital Advisors, LLC14994609/30/2026fullFirm sold, acquired, or merged with another investment adviser firmNo verified announcement foundNot reported—
Thirdline Capital Management LLC31415809/16/2026fullFirm sold, acquired, or merged with another investment adviser firmNo verified announcement foundNot reported—
Trippon Wealth Management Group LLC13648509/01/2026fullFirm sold, acquired, or merged with another investment adviser firmNo verified announcement foundNot reported—
U.S. Capital Wealth Advisors, LLC28819909/03/2026fullFirm sold, acquired, or merged with another investment adviser firmNo verified announcement foundNot reported—
Wagner Loftin Investment Services LLC10977009/02/2026fullFirm sold, acquired, or merged with another investment adviser firmNo verified announcement foundNot reported—
Wealthplans, LLC31156009/02/2026fullFirm sold, acquired, or merged with another investment adviser firmNo verified announcement foundNot reported—
Wealthshield Partners, LLC16958409/01/2026fullFirm sold, acquired, or merged with another investment adviser firmNo verified announcement foundNot reported—
Westend Advisors, LLC13327909/30/2026fullFirm sold, acquired, or merged with another investment adviser firmNo verified announcement foundNot reported—

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