Other withdrawals

Atomic Vaults Advisors files full withdrawal among 45 non-merger ADV-W filings

The complete September 2026 Form ADV-W archive holds 69 filings, 45 of them non-merger withdrawals; reported reasons range from businesses listed as ceased to a shift toward state registration.

By Claire Bennett··2 min read

Atomic Vaults Advisors LLC filed a full Form ADV-W withdrawal on September 1, 2026, telling the SEC it did not engage in an advisory business and reporting that the business ceased on August 31. The filing is one of 45 non-merger ADV-W withdrawal filings for September 2026. These reasons are filer statements, so the monthly counts describe what advisers reported rather than independently confirmed closures.

Filer-reported reasons spread unevenly across the month. Eight filings cite no longer advising and another eight cite closing or no longer in business, while six cite a switch from SEC registration to SEC Exempt Reporting Adviser status. The largest bucket, 20 filings, falls under other or not-reported reasons, and three filings list no reason at all. Five selected filings from the month show the range:

FirmFiledReported reasonWithdrawal scopeBusiness ceased (as reported)CRD
Atomic Vaults Advisors LLCSeptember 1, 2026Did not engage in an advisory businessFullAugust 31, 2026330278
20 Gates Management LLCSeptember 3, 2026No longer in business or closing businessFullMay 29, 2026155480
Bill Losey Retirement Solutions, LLCSeptember 14, 2026Switching from SEC registration to state registrationPartialNot reported140731
Armory Capital Group, LLCSeptember 14, 2026No longer conducting advisory activitiesFullAugust 13, 2026148240
Baseline Partners LLCSeptember 16, 2026No longer in business or closing businessFullNot reported301762

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The selected filings also differ in scope and timing. 20 Gates Management LLC reported it was no longer in business or closing business, with the business ceased as of May 29, 2026, and filed its full withdrawal on September 3. Armory Capital Group, LLC reported no longer conducting advisory activities, with the business ceased August 13, and filed on September 14. Baseline Partners LLC filed a full withdrawal on September 16 with the same reported reason, but its filing does not list the business as ceased. Bill Losey Retirement Solutions, LLC filed a partial withdrawal on September 14, citing a switch from SEC registration to state registration, with no reported end to the business.

Complete non-merger filing list

All 45 matching filings from the complete 69-filing September 2026 archive. Filing dates and reported reasons are distinct from transaction announcement dates and business outcomes.

Showing rows 26–45 of 45. The CSV contains the complete table.

AdviserCRDFiledWithdrawal scopeFiler-reported reason
Madison Capital Partners16033409/26/2026fullNo longer an adviser to an investment company
Marin Wealth Advisors LLC12323709/25/2026partialSwitching from SEC registration to state registration
Maze Investments, LLC15391309/24/2026partialNot reported
Misaki Capital Inc.28230809/23/2026fullWithdrawing due to a succession
Mosaic Capital Inc.33605109/15/2026fullSwitching from SEC registration to SEC Exempt Reporting Adviser
Motley Fool Wealth Management, LLC16568909/22/2026fullNo longer in business or closing business
MRP Advisors, LLC34036409/18/2026partialRegistered as newly-formed adviser (120 day rule), failed to meet eligibility criteria for continued registration
Naples Private Capital, LLC34162609/30/2026fullOther: NAPLES PRIVATE CAPITAL, LLC IS WITHDRAWING ITS APPLICATION FOR SEC REGISTRATION FILED MAY 4, 2026 IN RELIANCE ON RULE 203A-2(C). THE FIRM NO LONGER EXPECTS TO BECOME ELIGIBLE FOR SEC REGISTRATION AND HAS DETERMINED NOT TO COMMENCE INVESTMENT ADVISORY BUSINESS. THE FIRM HAS NEVER HAD ADVISORY CLIENTS, HAS NOT RECEIVED ADVISORY FEES, HAS NO REGULATORY ASSETS UNDER MANAGEMENT, AND HAS NEVER HAD CUSTODY OF CLIENT FUNDS OR SECURITIES.
Oaklawn Capital Management LLC33937309/10/2026fullNo longer conducting advisory activities
Ohey Inc.34009309/17/2026fullDid not engage in an advisory business
Pursuit Planning34388709/01/2026fullOther: WILL MOST LIKELY NOT MEET THE 120 WINDOW, SO ELECTING TO WITHDRAW AND REFILE WHEN CONFIDENT OF TIMELINE. WE NEVER CONDUCTED ADVISORY BUSINESS.
QVR Advisors28835709/24/2026fullNo longer in business or closing business
RG Advisory34430409/11/2026fullOther: THIS FIRM WILL NOT OFFER ANY INVESTMENT ADVISORY ACTIVITIES OR SERVICES.
Sage Trading Collective33748109/23/2026fullRegistered in error
Socotra Management, Inc.32895409/21/2026fullNo longer conducting advisory activities
SPX Capital Management LLC29794409/30/2026fullOther: THE ADVISER IS NO LONGER REQUIRED TO BE REGISTERED WITH THE SEC BECAUSE IT DOES NOT MANAGE ANY REGULATORY ASSETS UNDER MANAGEMENT. THE ADVISER WILL CONTINUE TO PROVIDE NON-DISCRETIONARY INVESTMENT RESEARCH SERVICES.
Sterling Legacy Advisors Inc.34017209/22/2026partialNot reported
Two Creeks Capital Management, LP17184809/30/2026fullNo longer in business or closing business
U.S. Private Wealth, LLC16728809/10/2026fullNo longer conducting advisory activities
X Cubed Capital Management LLC31396609/11/2026fullContinuing advisory activities, but relying on an exemption from registration

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