AUM CHANGES
Private Advisor Group reports $57.7B in regulatory AUM; 35 firms show changes
Private Advisor Group, LLC reports $57.7B in regulatory AUM in its latest Form ADV filing, up $13.4B from $44.3B in its prior filing; comparisons across 35 firms were observed Oct 1, 2026.
By Claire Bennett·Edition ·2 min read
35firms with verified reported regulatory AUM changes
Previous reportLatest report
- PRIVATE ADVISOR GROUP, LLC
- EQUITABLE ADVISORS, LLC
- PROSPERA FINANCIAL SERVICES, INC.
- FLEXSTONE PARTNERS, LLC
Bars are scaled within each firm. Selected largest dollar changes · all qualifying firms in the article table. Reported differences do not measure asset flows.
Private Advisor Group, LLC reported $57.7B in regulatory AUM in its latest Form ADV filing, dated September 30, 2026 — up $13.4B from the $44.3B in its prior filing on September 24, 2026, a 30.17% difference between the two reported amounts.
Comparisons for 35 firms with comparable, exact reported regulatory AUM differences were observed October 1, 2026. These figures are reported regulatory AUM from Form ADV, not necessarily a firm's total AUM. The differences are between amounts stated in each firm's latest and earlier filings, not measured asset flows, and the observation date does not date any asset movement. October 1 marks when the comparisons were observed, not when the firms filed.
Equitable Advisors, LLC reported $47.3B in regulatory AUM in its September 30, 2026 filing, up $4.8B from the $42.5B in its September 11, 2026 filing — an 11.23% difference between the reported amounts.
Prospera Financial Services, Inc. also filed on September 30, 2026, reporting $14.4B in regulatory AUM, up $2.0B from the $12.4B it reported a year earlier, on September 30, 2025 — a 15.70% difference between the reported amounts.
Two advisers whose earlier filings were dated in the spring also posted sizable differences in their latest filings, both dated September 30, 2026. Flexstone Partners, LLC reported $7.2B in regulatory AUM, up $1.9B from the $5.3B in its March 30, 2026 filing, a 35.78% difference. Bedford Ridge Capital reported $3.8B in regulatory AUM, up $1.2B from the $2.6B in its March 31, 2026 filing, a 44.24% difference.
Maridea Wealth Management posted the steepest percentage difference among the firms named here: its reported regulatory AUM rose 105.65%, from $958.7M in its August 14, 2026 filing to $2.0B in its September 30, 2026 filing — a $1.0B difference between the reported amounts.
All firms with verified reported regulatory AUM changes
Complete qualifying firm list for observations Oct 1, 2026. Dollar and percentage changes compare reported Form ADV amounts; they do not measure flows. 2 comparisons without two exact reported amounts are excluded.
Showing rows 1–25 of 35. The CSV contains the complete table.
| Firm | CRD | Previous reported regulatory AUM (USD) | Latest reported regulatory AUM (USD) | Change in reported regulatory AUM (USD) | Change (%) | Previous filing | Latest filing | Observed |
|---|---|---|---|---|---|---|---|---|
| A.g.p / Alliance Global Partners | 8361 | 2,300,125,872 USD | 2,945,044,230 USD | 644,918,358 USD | +28.04% | 08/11/2026 | 09/30/2026 | 10/01/2026 |
| Aja Financial LLC | 307409 | 23,899,977 USD | 27,198,872 USD | 3,298,895 USD | +13.80% | 01/23/2026 | 09/30/2026 | 10/01/2026 |
| Asset Risk Consultants (UK) Limited | 292916 | 1,367,009,016 USD | 945,232,650 USD | -421,776,366 USD | -30.85% | 11/19/2025 | 09/30/2026 | 10/01/2026 |
| Baker Asset Management, LLC | 138257 | 5,000,000 USD | 5,500,000 USD | 500,000 USD | +10.00% | 09/22/2025 | 09/30/2026 | 10/01/2026 |
| Bedford Ridge Capital | 310102 | 2,606,117,249 USD | 3,758,950,654 USD | 1,152,833,405 USD | +44.24% | 03/31/2026 | 09/30/2026 | 10/01/2026 |
| Bluestar Wealth Management | 337253 | 134,000,000 USD | 139,798,843 USD | 5,798,843 USD | +4.33% | 09/29/2026 | 09/30/2026 | 10/01/2026 |
| Carr Financial Group | 317321 | 744,163,845 USD | 835,932,167 USD | 91,768,322 USD | +12.33% | 09/15/2026 | 09/30/2026 | 10/01/2026 |
| Donovan Legacy Advisors, LLC | 323659 | 3,959,164 USD | 6,515,856 USD | 2,556,692 USD | +64.58% | 11/18/2025 | 09/30/2026 | 10/01/2026 |
| Equitable Advisors, LLC | 6627 | 42,484,170,010 USD | 47,255,793,924 USD | 4,771,623,914 USD | +11.23% | 09/11/2026 | 09/30/2026 | 10/01/2026 |
| Flexstone Partners, LLC | 147353 | 5,303,806,003 USD | 7,201,604,218 USD | 1,897,798,215 USD | +35.78% | 03/30/2026 | 09/30/2026 | 10/01/2026 |
| Forte Asset Management, LLC | 132969 | 315,238,907 USD | 322,317,852 USD | 7,078,945 USD | +2.25% | 03/01/2026 | 09/30/2026 | 10/01/2026 |
| Green Century Capital Management Inc. | 112442 | 1,258,196,265 USD | 1,358,315,122 USD | 100,118,857 USD | +7.96% | 09/30/2025 | 09/30/2026 | 10/01/2026 |
| Insight Securities, Inc. | 5611 | 94,216,934 USD | 4,370,000 USD | -89,846,934 USD | -95.36% | 10/14/2025 | 09/30/2026 | 10/01/2026 |
| Isler Wealth Management, LLC | 285831 | 42,436,114 USD | 49,138,084 USD | 6,701,970 USD | +15.79% | 03/06/2026 | 09/30/2026 | 10/01/2026 |
| Jack Creek Partners LLC | 338362 | 0 USD | 809,000,000 USD | 809,000,000 USD | Not applicable (previous AUM zero) | 05/29/2026 | 09/30/2026 | 10/01/2026 |
| Keel Capital AB | 283825 | 10,875,246 USD | 6,792,599 USD | -4,082,647 USD | -37.54% | 09/25/2025 | 09/30/2026 | 10/01/2026 |
| Krishna Portfolio Management | 334486 | 3,042,481 USD | 2,886,114 USD | -156,367 USD | -5.14% | 05/04/2026 | 09/30/2026 | 10/01/2026 |
| Kyo Asset Management, LLC | 331281 | 0 USD | 21,600,000 USD | 21,600,000 USD | Not applicable (previous AUM zero) | 09/30/2025 | 09/30/2026 | 10/01/2026 |
| Lavelle Capital | 316754 | 410,087,852 USD | 508,200,682 USD | 98,112,830 USD | +23.92% | 03/31/2026 | 09/30/2026 | 10/01/2026 |
| Maridea Wealth Management | 325523 | 958,721,478 USD | 1,971,582,760 USD | 1,012,861,282 USD | +105.65% | 08/14/2026 | 09/30/2026 | 10/01/2026 |
| Moors & Cabot, Inc. | 594 | 3,437,764,388 USD | 4,034,068,345 USD | 596,303,957 USD | +17.35% | 07/17/2026 | 09/30/2026 | 10/01/2026 |
| Mutual Advisors, LLC | 167658 | 8,545,398,177 USD | 9,449,420,841 USD | 904,022,664 USD | +10.58% | 06/25/2026 | 09/30/2026 | 10/01/2026 |
| Northern Capital Management, Inc. | 111379 | 526,735,016 USD | 918,205,708 USD | 391,470,692 USD | +74.32% | 03/12/2026 | 09/30/2026 | 10/01/2026 |
| Private Advisor Group, LLC | 155216 | 44,327,930,714 USD | 57,703,120,793 USD | 13,375,190,079 USD | +30.17% | 09/24/2026 | 09/30/2026 | 10/01/2026 |
| Prospera Financial Services, Inc. | 10740 | 12,435,115,072 USD | 14,387,540,045 USD | 1,952,424,973 USD | +15.70% | 09/30/2025 | 09/30/2026 | 10/01/2026 |