AUM CHANGES

Private Advisor Group reports $57.7B in regulatory AUM; 35 firms show changes

Private Advisor Group, LLC reports $57.7B in regulatory AUM in its latest Form ADV filing, up $13.4B from $44.3B in its prior filing; comparisons across 35 firms were observed Oct 1, 2026.

By Claire Bennett··2 min read

Reported regulatory AUM: before and after

35firms with verified reported regulatory AUM changes

Previous reportLatest report

PRIVATE ADVISOR GROUP, LLC
$44.33B$57.70B
EQUITABLE ADVISORS, LLC
$42.48B$47.26B
PROSPERA FINANCIAL SERVICES, INC.
$12.44B$14.39B
FLEXSTONE PARTNERS, LLC
$5.30B$7.20B

Bars are scaled within each firm. Selected largest dollar changes · all qualifying firms in the article table. Reported differences do not measure asset flows.

Private Advisor Group, LLC reported $57.7B in regulatory AUM in its latest Form ADV filing, dated September 30, 2026 — up $13.4B from the $44.3B in its prior filing on September 24, 2026, a 30.17% difference between the two reported amounts.

Comparisons for 35 firms with comparable, exact reported regulatory AUM differences were observed October 1, 2026. These figures are reported regulatory AUM from Form ADV, not necessarily a firm's total AUM. The differences are between amounts stated in each firm's latest and earlier filings, not measured asset flows, and the observation date does not date any asset movement. October 1 marks when the comparisons were observed, not when the firms filed.

Equitable Advisors, LLC reported $47.3B in regulatory AUM in its September 30, 2026 filing, up $4.8B from the $42.5B in its September 11, 2026 filing — an 11.23% difference between the reported amounts.

Prospera Financial Services, Inc. also filed on September 30, 2026, reporting $14.4B in regulatory AUM, up $2.0B from the $12.4B it reported a year earlier, on September 30, 2025 — a 15.70% difference between the reported amounts.

Two advisers whose earlier filings were dated in the spring also posted sizable differences in their latest filings, both dated September 30, 2026. Flexstone Partners, LLC reported $7.2B in regulatory AUM, up $1.9B from the $5.3B in its March 30, 2026 filing, a 35.78% difference. Bedford Ridge Capital reported $3.8B in regulatory AUM, up $1.2B from the $2.6B in its March 31, 2026 filing, a 44.24% difference.

Maridea Wealth Management posted the steepest percentage difference among the firms named here: its reported regulatory AUM rose 105.65%, from $958.7M in its August 14, 2026 filing to $2.0B in its September 30, 2026 filing — a $1.0B difference between the reported amounts.

All firms with verified reported regulatory AUM changes

Complete qualifying firm list for observations Oct 1, 2026. Dollar and percentage changes compare reported Form ADV amounts; they do not measure flows. 2 comparisons without two exact reported amounts are excluded.

Showing rows 1–25 of 35. The CSV contains the complete table.

FirmCRDPrevious reported regulatory AUM (USD)Latest reported regulatory AUM (USD)Change in reported regulatory AUM (USD)Change (%)Previous filingLatest filingObserved
A.g.p / Alliance Global Partners83612,300,125,872 USD2,945,044,230 USD644,918,358 USD+28.04%08/11/202609/30/202610/01/2026
Aja Financial LLC30740923,899,977 USD27,198,872 USD3,298,895 USD+13.80%01/23/202609/30/202610/01/2026
Asset Risk Consultants (UK) Limited2929161,367,009,016 USD945,232,650 USD-421,776,366 USD-30.85%11/19/202509/30/202610/01/2026
Baker Asset Management, LLC1382575,000,000 USD5,500,000 USD500,000 USD+10.00%09/22/202509/30/202610/01/2026
Bedford Ridge Capital3101022,606,117,249 USD3,758,950,654 USD1,152,833,405 USD+44.24%03/31/202609/30/202610/01/2026
Bluestar Wealth Management337253134,000,000 USD139,798,843 USD5,798,843 USD+4.33%09/29/202609/30/202610/01/2026
Carr Financial Group317321744,163,845 USD835,932,167 USD91,768,322 USD+12.33%09/15/202609/30/202610/01/2026
Donovan Legacy Advisors, LLC3236593,959,164 USD6,515,856 USD2,556,692 USD+64.58%11/18/202509/30/202610/01/2026
Equitable Advisors, LLC662742,484,170,010 USD47,255,793,924 USD4,771,623,914 USD+11.23%09/11/202609/30/202610/01/2026
Flexstone Partners, LLC1473535,303,806,003 USD7,201,604,218 USD1,897,798,215 USD+35.78%03/30/202609/30/202610/01/2026
Forte Asset Management, LLC132969315,238,907 USD322,317,852 USD7,078,945 USD+2.25%03/01/202609/30/202610/01/2026
Green Century Capital Management Inc.1124421,258,196,265 USD1,358,315,122 USD100,118,857 USD+7.96%09/30/202509/30/202610/01/2026
Insight Securities, Inc.561194,216,934 USD4,370,000 USD-89,846,934 USD-95.36%10/14/202509/30/202610/01/2026
Isler Wealth Management, LLC28583142,436,114 USD49,138,084 USD6,701,970 USD+15.79%03/06/202609/30/202610/01/2026
Jack Creek Partners LLC3383620 USD809,000,000 USD809,000,000 USDNot applicable (previous AUM zero)05/29/202609/30/202610/01/2026
Keel Capital AB28382510,875,246 USD6,792,599 USD-4,082,647 USD-37.54%09/25/202509/30/202610/01/2026
Krishna Portfolio Management3344863,042,481 USD2,886,114 USD-156,367 USD-5.14%05/04/202609/30/202610/01/2026
Kyo Asset Management, LLC3312810 USD21,600,000 USD21,600,000 USDNot applicable (previous AUM zero)09/30/202509/30/202610/01/2026
Lavelle Capital316754410,087,852 USD508,200,682 USD98,112,830 USD+23.92%03/31/202609/30/202610/01/2026
Maridea Wealth Management325523958,721,478 USD1,971,582,760 USD1,012,861,282 USD+105.65%08/14/202609/30/202610/01/2026
Moors & Cabot, Inc.5943,437,764,388 USD4,034,068,345 USD596,303,957 USD+17.35%07/17/202609/30/202610/01/2026
Mutual Advisors, LLC1676588,545,398,177 USD9,449,420,841 USD904,022,664 USD+10.58%06/25/202609/30/202610/01/2026
Northern Capital Management, Inc.111379526,735,016 USD918,205,708 USD391,470,692 USD+74.32%03/12/202609/30/202610/01/2026
Private Advisor Group, LLC15521644,327,930,714 USD57,703,120,793 USD13,375,190,079 USD+30.17%09/24/202609/30/202610/01/2026
Prospera Financial Services, Inc.1074012,435,115,072 USD14,387,540,045 USD1,952,424,973 USD+15.70%09/30/202509/30/202610/01/2026

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