NEW ADVISERS

J.P. Morgan had 14 first adviser registrations; 142 first adviser registrations overall

J.P. Morgan Securities LLC accounted for 14 of the 142 source-reported first adviser registrations dated October 1, 2026.

By Maya Chen··1 min read

J.P. Morgan Securities LLC accounted for 14 first adviser registrations dated October 1, 2026, within a full-period total of 142 source-reported first adviser registrations.

The complete firm distribution also includes 12 registrations listed under Merrill Lynch, Pierce, Fenner & Smith Incorporated, 10 under Cerity Partners LLC and 9 under Strategic Advisers LLC. The remaining 97 are grouped as all other firms.

Current listed firm categoryFirst adviser registrations
J.P. Morgan Securities LLC14
Merrill Lynch, Pierce, Fenner & Smith Incorporated12
Cerity Partners LLC10
Strategic Advisers LLC9
All other firms97

Download data (CSV)

These figures count source-reported first adviser registrations dated within the selected period. A listed firm is the current source-reported affiliation, not necessarily the firm of first registration; a first adviser registration does not establish a hiring date, first industry job, new license or career start.

First adviser registrations

The appendix lists all 142 source-reported first adviser registrations on 10/01/2026. The listed firm is the current source-reported affiliation, not necessarily the first registration firm. First registration does not establish a hiring date or career start. Locations are reported branches, not verified residences or sole workplaces.

Showing rows 26–50 of 142. The CSV contains the complete table.

AdviserIndividual CRDSource snapshot dateFirst registration dateFirm in feedFirm CRDAdviser location
Craig Ferris793645910/02/202610/01/2026LPL Financial LLC6413Bristol, CT
Craig M. Sanislo726403310/02/202610/01/2026Capital Client Group, Inc.6247Los Angeles, CA
Cynthia A. Baysinger671759210/02/202610/01/2026U.S. Bancorp Advisors, LLC14455Tempe, AZ
Danielle L. White833403310/02/202610/01/2026Prime Capital Financial288712Tallahassee, FL
David A. Carper761991810/02/202610/01/2026First Citizens Investor Services, Inc.44430Wilmington, NC
David J. Clawson790619910/02/202610/01/2026Strategic Advisers LLC104555Covington, KY
David P. Joyce809093710/02/202610/01/2026Ameriprise Financial Services, LLC6363Frankfort, IL
Deanna Lynch518631010/02/202610/01/2026Edward Jones250Sun City West, AZ
Derek K. Montecinos645885010/02/202610/01/2026LPL Financial LLC6413San Marcos, CA
Destiny Efinda823763110/02/202610/01/2026Strategic Advisers LLC104555Columbia, MD
Diego Martinez831577610/02/202610/01/2026State Farm Investment Management Corp.3487Gilbert, AZ
Dmitrii Chen835333110/02/202610/01/2026Simpleadvisory LLC334785Garden City, NY
Dylan Jacobs824287410/02/202610/01/2026LPL Financial LLC6413Houston, TX
Edwin Bonilla809421010/02/202610/01/2026Strategic Advisers LLC104555Dracut, MA
Eric G. Larson299278410/02/202610/01/2026Northwestern Mutual Investment Services, LLC2881Lakeland, FL
Gabriel Sedora775502810/02/202610/01/2026Vantus Wealth337216Lancaster, PA
Gage F. Gellner695694610/02/202610/01/2026Thrivent Investment Management Inc.18387Minneapolis, MN
Garrett D. Hill828744010/02/202610/01/2026Edward Jones250Greenfield Center, NY
Garrett Walsh834564410/02/202610/01/2026Twin Focus Capital Partners, LLC140522Boston, MA
George L. Gallo826191310/02/202610/01/2026Cetera Investment Advisers LLC105644Fort Pierce, FL
George R. Lamoureux628571010/02/202610/01/2026Cerity Partners LLC151559West Des Moines, IA
Haven McKernan826203510/02/202610/01/2026Charles Schwab & Co., Inc.5393Chandler, AZ
Hayden D. Zeidler501616810/02/202610/01/2026Cerity Partners LLC151559West Des Moines, IA
Henderson Stocker832563310/02/202610/01/2026Texas Capital Bank Private Wealth Advisors298422Dallas, TX
Isaiah W. Dixon781491810/02/202610/01/2026Strategic Advisers LLC104555Castle Rock, CO

Download data (CSV)