FIRM EXITS
Stone & Newhouse absent from state feed; 32 firm feed absences
The compared ADV feed counted 32 firm feed absences from October 2 through October 4, 2026. Stone & Newhouse Wealth Advisory was not observed in the state feed on October 2.
By Maya Chen·Edition ·1 min read
Stone & Newhouse Wealth Advisory was not observed in the state ADV feed on October 2, 2026. That feed absence does not establish closure, deregistration or withdrawal.
The compared ADV feed counted 32 firm feed absences from October 2 through October 4, 2026. Daily feed observations numbered 22 on October 2, 10 on October 3 and zero on October 4.
Blue Chip Financial Advisors, LLC and Johnston Investment Counsel, Ltd. were also not observed in the state feed on October 2. Genesis Asset Management Group, Inc. was not observed in the SEC feed that day.
ADV feed absence records
The appendix lists all 32 firm feed absence records from 10/02/2026 through 10/04/2026. The absence is limited to the compared ADV feed and does not establish closure or withdrawal.
Showing rows 26–32 of 32. The CSV contains the complete table.
| Firm | Firm CRD | Observed | Observation |
|---|---|---|---|
| SPX International Asset Management Ltd. | 314616 | 10/03/2026 | Absent from compared ADV feed |
| Stone & Newhouse Wealth Advisory | 331044 | 10/02/2026 | Absent from compared ADV feed |
| Sunriver Management LLC | 281277 | 10/02/2026 | Absent from compared ADV feed |
| The Financial Zen Group, Inc. | 282230 | 10/03/2026 | Absent from compared ADV feed |
| United Physicians Capital Management, LLC | 342995 | 10/02/2026 | Absent from compared ADV feed |
| Utxo Ventures, LLC | 331930 | 10/02/2026 | Absent from compared ADV feed |
| Working Capital Mgmt LLC | 342128 | 10/02/2026 | Absent from compared ADV feed |