AUM CHANGES

Palisade reports $381.4M in regulatory AUM; 2 firms show changes

Palisade Infrastructure’s latest Form ADV filing reported $381.4M in regulatory AUM, compared with $288.4M in its earlier filing. Comparisons for 2 firms were observed on Oct. 5, 2026.

By Maya Chen·Edition ·1 min read

Reported regulatory AUM: before and after

2firms with verified reported regulatory AUM changes

Previous reportLatest report

PALISADE INFRASTRUCTURE
$288.40M$381.39M
NAMM FINANCIAL LLC
$2.46M$2.81M

Bars are scaled within each firm. Selected largest dollar changes · all qualifying firms in the article table. Reported differences do not measure asset flows.

Palisade Infrastructure reported $381.4M in regulatory AUM in its latest Form ADV filing, dated Oct. 4, 2026. Its earlier filing, dated June 11, 2026, reported $288.4M. These are differences between reported amounts, not evidence of asset flows.

The other firm in the complete comparison count, Namm Financial LLC, reported $2.8M in regulatory AUM in its Oct. 4, 2026, filing, compared with $2.5M in its Feb. 23, 2022, filing. Qualifying comparisons for 2 firms were observed on Oct. 5, 2026; that observation date does not date any asset movement.

All firms with verified reported regulatory AUM changes

Complete qualifying firm list for observations Oct 5, 2026. Dollar and percentage changes compare reported Form ADV amounts; they do not measure flows.

FirmCRDPrevious reported regulatory AUM (USD)Latest reported regulatory AUM (USD)Change in reported regulatory AUM (USD)Change (%)Previous filingLatest filingObserved
Namm Financial LLC1518602,457,047 USD2,810,000 USD352,953 USD+14.36%02/23/202210/04/202610/05/2026
Palisade Infrastructure322412288,400,000 USD381,387,771 USD92,987,771 USD+32.24%06/11/202610/04/202610/05/2026

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